Thomas Stafford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Stafford, a licensed Responsible Officer with CE reference AYV669. Currently licensed at 1 firm(s): DST Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DST Investment Management Limited |
RO | Type 1 — Dealing in securities | 2012-12-18 | present |
| DST Investment Management Limited |
RO | Type 4 — Advising on securities | 2012-12-18 | present |
| DST Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2012-12-18 |
| DST Investment Management Limited |
Rep | Type 4 — Advising on securities | 2012-04-23 | 2012-12-18 |