Thomas Stafford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Stafford, a licensed Responsible Officer with CE reference AYV669. Currently licensed at 1 firm(s): DST Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DST Investment Management Limited | RO | Type 1 - Dealing in securities | 2012-12-18 | present |
| DST Investment Management Limited | RO | Type 4 - Advising on securities | 2012-12-18 | present |
| DST Investment Management Limited | Rep | Type 1 - Dealing in securities | 2012-04-23 | 2012-12-18 |
| DST Investment Management Limited | Rep | Type 4 - Advising on securities | 2012-04-23 | 2012-12-18 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Stafford during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| John Sebastian Lindfors | DST Investment Management Limited | 2012–present |
| Saurabh Gupta | DST Investment Management Limited | 2012–present |
| Keun Ho Park | DST Investment Management Limited | 2015–present |
| Zhexu Chen | DST Investment Management Limited | 2019–present |
| Yunyun Cai | DST Investment Management Limited | 2015–2019 |
| Shou Zi Chew | DST Investment Management Limited | 2012–2015 |
| Ziyin Jin | DST Investment Management Limited | 2015–2017 |
| Icy Ngai Sze Wong | DST Investment Management Limited | 2021–2022 |