Sef Yuan Chin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sef Yuan Chin, CE reference BIN543. Currently licensed at 1 firm(s): CPPIB AE Investments Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB AE Investments Asia Limited |
Rep | Type 1 — Dealing in securities | 2022-03-22 | present |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2021-12-16 | 2022-03-22 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-03 | 2021-10-19 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 — Asset management | 2021-08-03 | 2021-10-19 |
| Blue Pool Capital Limited |
Rep | Type 9 — Asset management | 2018-03-16 | 2021-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-11-17 | 2018-02-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2016-11-17 | 2018-02-27 |