Shuqi Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuqi Gao (高樹啟), a licensed Responsible Officer with CE reference BDQ208. Currently licensed at 2 firm(s): China Harbour International Securities Limited, China Harbour International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Securities Limited 中灣國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-04 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-27 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-27 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-09 | 2023-06-27 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-09 | 2023-06-27 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-25 | 2023-03-25 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-25 | 2023-03-25 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-09 | 2021-11-21 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-29 | 2021-11-21 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-14 | 2018-07-09 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-24 | 2017-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuqi Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.