Peter Yun Kai Kwong
鄺潤楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yun Kai Kwong (鄺潤楷), a licensed Responsible Officer with CE reference BHB485. Currently licensed at 1 firm(s): Canadas Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-27 | present |
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-27 | present |
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-27 | present |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-15 | 2023-12-04 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-15 | 2023-12-04 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-15 | 2023-12-04 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 4 — Advising on securities | 2016-08-11 | 2017-11-03 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 9 — Asset management | 2016-08-11 | 2017-11-03 |