Ying Mary Tam
譚瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Mary Tam (譚瑩), CE reference BBL208. Currently licensed at 1 firm(s): De Riva Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2023-03-31 | present |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-08 | 2021-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-26 | 2013-08-06 |