Hong Kong SFC Licensed Firms Directory

Mission Capital Management Limited CE BPK428 - active, 4 staff Maxa Asset Management Limited CE BQE541 - active, 6 staff Tai Wah Securities Limited CE AEF920 - inactive China Financial International Investments & Managements Limited CE AVG770 - active, 2 staff Meraki Global Advisors (HK) Limited CE BQG415 - active, 3 staff Tora Trading Services Limited CE AQS127 - active, 8 staff Mighty Divine Securities Limited CE BQH291 - active Manford Financial Limited CE BRE352 - active, 8 staff Grand Profit Financial Company Limited CE BHK020 - active, 2 staff Tang Yin International Futures Company Limited CE BHS149 - inactive Maxwealth Global Asset Management Company Limited CE BSQ374 - active, 7 staff Morgans (Hong Kong) Limited CE BSS438 - active, 2 staff Mocean Limited CE BTF240 - active, 2 staff Mulana Investment Management Limited CE BTL126 - active, 4 staff MK Asia Limited CE BTN025 - active, 3 staff Merit Asset Management Limited CE BTO686 - active, 7 staff Nihon Unicom Financial Limited CE AQP731 - inactive MicroBit Capital Management Limited CE BUD119 - active, 7 staff ROC Capital Management Limited CE BQI233 - active, 2 staff VL Asset Management Limited CE ASM213 - active, 3 staff Monarch Capital Management Limited CE BUY727 - active, 4 staff CIBC Global Asset Management (Asia) Limited CE AFA417 - inactive Beigehill Asset Management Limited CE BIQ909 - active, 6 staff Mega Global Securities Limited CE BVN531 - active, 4 staff Yan Yun Family Office (HK) Limited CE BQN847 - active, 9 staff Springwell Capital Limited CE BNC742 - inactive SW Capital Management Limited CE BRX212 - active, 14 staff Sky Wealth Asset Management Company Limited CE BMR561 - active, 4 staff Mingze Capital International Limited CE BWC515 - active, 5 staff Kaisen Asset Management Limited CE ATO247 - inactive MapleElm Capital Limited CE BWR336 - active, 4 staff Homaer Asset Management Company Limited CE BNP732 - active, 3 staff Orion Investment Management Limited CE ATM567 - active, 2 staff New Gala Securities Company CE AAA118 - inactive Nan Lee Investment Co. CE AAG248 - inactive Nanyang Commercial Bank, Limited CE AAI250 - active NatWest Markets N.V. CE AAL482 - inactive National Australia Bank Limited CE AAO169 - inactive National Australia Finance (Asia) Limited CE AAO173 - inactive National Bank of Pakistan CE AAV443 - inactive National Resources Securities Limited CE ABP774 - active, 13 staff Quam Futures Limited CE AAZ153 - inactive Nedbank Limited CE ABR602 - inactive Newedge Group CE ABV910 - inactive New Universe Securities (HK) Limited CE ABY892 - inactive Nittan Securities Asia Limited CE ACD077 - active, 11 staff Nittan Capital Asia Limited CE ART560 - inactive Imperial Dragon Asset Management Limited CE AOY388 - inactive North Sea Securities Limited CE ACI593 - inactive Newmount Investment Management (Asia) Limited CE ADF993 - inactive NatWest Markets Plc CE ADI888 - inactive Napa Global Limited CE AFM626 - inactive Norman Kong Securities Company Limited CE AGB342 - active, 2 staff Norman Kong Commodities Company Limited CE ACJ527 - inactive Natixis CE AGJ912 - active New Star International Investment Products (Asia) Limited CE AHF148 - inactive New Gala Securities Company Limited CE AJG225 - active, 4 staff Nivalis Partners Limited CE BBJ814 - active, 4 staff Swiss Re Private Equity Partners (Asia) Limited CE AEU158 - inactive NT Securities Asia Limited CE BBY489 - inactive NBC Financial Markets Asia Limited CE BCM800 - active, 14 staff Nippon Wealth Limited CE BFG834 - inactive Nan Guo International Securities Limited CE BGF965 - inactive Nanjia Capital Limited CE BHS693 - active, 3 staff Skybound Capital (HK) Limited CE AXR396 - inactive Parry International Trading Limited CE AUV257 - active, 1 staff New Prospect Capital Limited CE BJT614 - active, 3 staff Naga Advisors (HK) Limited CE BKG871 - inactive Nexara Asset Management Limited CE BMG243 - active, 6 staff Crosby Wealth Management (Hong Kong) Limited CE AKQ998 - inactive Yu Ming Investment Management Limited CE ADU830 - active, 6 staff Taihe Securities (Hong Kong) Limited CE BSY100 - inactive New York Life Investment Management Hong Kong Limited CE BOM315 - inactive Nuvama Investment Advisors (Hongkong) Private Limited CE BOM874 - active, 3 staff RiverCircle Investments Limited CE BQN240 - active, 2 staff Ninth Eternity Securities Asia Limited CE BPU494 - active, 2 staff North Rock Capital Management (HK) Limited CE BSU164 - active, 22 staff Patrol Capital Management Limited CE BFW378 - inactive Hutchin Hill Capital HK Limited CE BEL377 - inactive Tenbagger Investment Management (Hong Kong) Limited CE BFS547 - active, 3 staff Telligent Capital Management Limited CE AMU378 - active, 8 staff Infini Capital Management Limited CE BNI816 - active, 8 staff New Horizon International Securities Co., Limited CE BVG853 - active, 3 staff Vico Capital Limited CE BOB523 - inactive New Peak Partners Limited CE BVK463 - active, 7 staff New Hong Kong Securities Limited CE BVY992 - active, 5 staff Po Lee Investment Consultant Limited CE BJP812 - active, 3 staff Po Lee Asset Management Limited CE BJP811 - active, 4 staff New Industrial Financial Holdings Limited CE BVZ006 - active, 2 staff On Hing Securities Company CE AAB979 - inactive OCBC Bank (Hong Kong) Limited CE AAC083 - active Oversea-Chinese Banking Corporation Limited CE AAD499 - active OCBC Securities (Hong Kong) Limited CE AAD624 - inactive Onshine Securities Limited CE AAE264 - active, 2 staff ORIX Asia Limited CE AAJ170 - inactive Overseas Trust Bank Limited CE AAK790 - inactive Oriental Stocks & Shares (Investment) Co. CE ABA910 - inactive OppenheimerFunds International Distributor Limited CE AJD747 - inactive One Axcess Limited CE AXS925 - inactive Ord Minnett Hong Kong Limited CE BAI183 - active, 7 staff Ontario Teachers' Pension Plan (Asia) Limited CE BAV655 - inactive Gruss Capital Management Limited CE ARO459 - inactive Advantage Partners (H.K.) Limited CE BEW554 - inactive Orbis Investment Management (Hong Kong) Limited CE BCU034 - active, 4 staff Oak Hill Advisors (Hong Kong) Limited CE BEO444 - active, 3 staff Optimas Capital Limited CE BGX071 - active, 18 staff One Belt One Road Securities and International Asset Management Limited CE BHA064 - inactive ODDO HONG KONG LIMITED CE BML622 - inactive OIL Assets Securities Limited CE BMW569 - inactive O F Capital (Hong Kong) Co., Limited CE BNV041 - inactive Outset Global (Hong Kong) Limited CE BOS066 - active, 6 staff Lake Bleu Capital (Hong Kong) Limited CE BNY247 - active, 6 staff OSL Digital Securities Limited CE BPJ213 - active, 20 staff HIG Futures Limited CE AUQ661 - inactive FX ONE LIMITED CE AZD391 - inactive StashAway Hong Kong Limited CE BQE542 - active, 7 staff ORIX Asia Asset Management Limited CE BQW245 - active, 7 staff TR Advisors Limited CE ARI206 - active, 8 staff OurCrowd Capital (HK) Limited CE BTM433 - active, 2 staff Marco Polo Pure Asset Management Limited CE AQC817 - active, 2 staff Promising Securities Company CE AAA502 - inactive Pasay Stock and Shares Limited CE AAC846 - inactive Public Bank (Hong Kong) Limited CE AAE468 - active Paribas Asia Equity Limited CE AAE719 - inactive Portigon AG CE AAG133 - inactive Panurgy Limited CE AAL261 - inactive Public Securities Limited CE AAZ165 - inactive Pacific Capital (Asia) Limited CE ABA439 - inactive PC-Steel Securities Limited CE ACO894 - inactive Prime Securities Limited CE ACX574 - active, 11 staff Public Pacific Securities Limited CE ACY280 - inactive Pacific Pearl Securities Limited CE ADW126 - inactive Pak Lee Stock Company Limited CE AFR123 - inactive Primco International Investments Limited CE AGF692 - inactive Pioneer Global Investments (HK) Limited CE AGM376 - inactive Promising Securities Company Limited CE AJB116 - active, 1 staff Yuet Sheung International Securities Limited CE BEZ371 - active, 5 staff Potomac Capital Limited CE AJB931 - active, 2 staff PaydenPotomac Limited CE AMT989 - inactive Ping An Bank Co., Ltd. CE AMA916 - active Pictet & Cie (Europe) S.A. CE AQG515 - inactive Pyramis Global Advisors (Hong Kong) Limited CE ARG198 - inactive Probitas Hong Kong Limited CE ASS693 - active, 2 staff Progeny (Hong Kong) Limited CE ATY965 - active, 6 staff Wilfred T. Fry (Personal Financial Planning) Limited CE AAG474 - inactive Paul Capital Advisors Hong Kong Limited CE AUM101 - inactive Pantheon Ventures (HK) LLP CE AVD736 - inactive Paulson Asia Limited CE AWN913 - inactive Partners Capital Asia Limited CE AXB644 - active, 7 staff Pinestone Securities Limited CE AZT866 - active, 3 staff PSI Capital Asia Limited CE AZV720 - active, 10 staff Pathway Capital Management (HK) Limited CE BAA688 - active, 6 staff Prive Financial Limited CE BAC152 - inactive Pleiad Investment Advisors Limited CE BDH770 - active, 9 staff SPARX Asia Investment Advisors Limited CE AIO087 - active, 6 staff Inventio Capital Management (HK) Limited CE BKQ734 - inactive Pinnacle Investment Management Limited CE AJC964 - active, 4 staff Wonder Capital Group Limited CE BGT920 - active, 4 staff Prime China Securities Limited CE BHG557 - active, 7 staff Prime China Investments and Advisory Limited CE BOE729 - active, 4 staff Qi Yuan Asset Management (H.K.) Limited CE ACU381 - inactive Pacific International Securities Limited CE BHO434 - active, 5 staff Pacific Alpha Securities Limited CE BHR807 - active, 5 staff Phoenician Advisory Services Limited CE BIJ846 - active, 2 staff ZhongHua Finance Capital Co., Limited CE AEM480 - inactive Tiro Capital Limited CE BBU231 - active, 5 staff Pollock Asset Management Limited CE BLM847 - active, 8 staff Primas Asset Management Limited CE BLN927 - active, 14 staff Destination Partners Limited CE BNR638 - inactive Poly Treasure Holdings Limited CE BLR307 - inactive Patria Investments Hong Kong Limited CE BML420 - active, 2 staff Parchment Investment Limited CE BMR317 - inactive PT Capital Partners Limited CE BNC162 - active, 4 staff Panda Securities Company Limited CE BNC380 - active, 13 staff United Simsen Forex Dealers Limited CE ACK963 - inactive Da Di (Hong Kong) Financial Services Limited CE BMJ355 - inactive Precision Securities Limited CE BND568 - active, 3 staff Pearl Bridge Securities Limited CE BNE724 - inactive PATRIZIA Hong Kong Limited CE BNN110 - active, 2 staff Pyxis Wealth Advisors Limited CE BOG966 - active, 30 staff Alphatraxx (H.K.) Limited CE AME505 - inactive LT Finance Management Limited CE AZR488 - inactive Polymer Capital Management (HK) Limited CE BOO295 - active, 84 staff Schonfeld Strategic Advisors (Hong Kong) Limited CE BHP486 - active, 64 staff TX Capital (HK) Limited CE BDT055 - active, 6 staff Central Asset Investments and Management Holdings (HK) Limited CE AMC942 - active, 7 staff Arrowpoint Investment Partners (Hong Kong) Limited CE BUM053 - active, 38 staff Xingtai Capital Management Limited CE BBU259 - active, 4 staff Atherton Asset Management Limited CE APS577 - inactive Allard Partners Limited CE ADC047 - active, 4 staff Sectoral Asset Management Limited CE BBD316 - active, 3 staff Ocean Arete Limited CE BDL292 - active, 5 staff PingPong Intelligence Limited CE BOW876 - active, 6 staff GMO-Z.com Forex HK Limited CE AZE792 - active, 9 staff Shanghai Securities (Hong Kong) Limited CE BQK277 - active, 3 staff Pamfleet Asset Management (HK) Limited CE BRX760 - active, 2 staff Peakhouse Asset Management Limited CE BSQ506 - active, 15 staff Sino Suisse Capital (Hong Kong) Limited CE BSI590 - active, 2 staff PSP Investments Asia Limited CE BSY317 - active, 10 staff Pinsen International (Hong Kong) Limited CE BTJ465 - active, 1 staff PrincipleOne Securities Limited CE BTM530 - active, 4 staff Hopson Property Fund Management Limited CE BTC893 - inactive Suncorp Asset Management Limited CE BRV255 - active, 2 staff PrincipleOne Asset Management Limited CE BVI416 - active, 3 staff Puming Securities Limited CE BUB074 - active, 3 staff KTF Capital Management Limited CE AXP605 - active, 3 staff Amrita Capital Limited CE BII781 - active, 3 staff Partners Group (Hong Kong) Private Limited CE BUN967 - active, 8 staff Polaris Capital Limited CE BUR018 - active, 5 staff Panthertrade (Hong Kong) Limited CE BUY578 - active, 12 staff Portwell Securities Limited CE BVE411 - active, 2 staff PAO Bank Limited CE BVJ909 - active Perseverance Research Consulting Company Limited CE BVL841 - active, 4 staff Brilliance Asset Management Limited CE BBU885 - active, 5 staff Phoenix Capital Group Limited CE BVQ312 - active, 5 staff Plover Cove Management Limited CE BVW066 - active, 7 staff Photon Dance Asset Management (Hong Kong) Limited CE BWJ859 - active, 3 staff Wisdom Bright Asset Management Limited CE BNU507 - active, 2 staff LeZi Capital Limited CE BIJ555 - active, 2 staff Quellos (Asia) Limited CE AOL207 - inactive Quinton Investments Limited CE AZS304 - inactive QL Asset Management Company Limited CE BDP054 - active, 4 staff Quintus Partners Limited CE BFA660 - inactive QuadReal HK Services Limited CE BNX794 - active, 2 staff Quilvest Hong Kong Securities Limited CE BSM275 - inactive Quester Securities (HK) Limited CE BUI319 - active, 7 staff Asia Investment Research Limited CE ADU453 - active, 2 staff Greenland (Asia) Securities Co., Limited CE BBR445 - active, 2 staff Quester Capital Advisors Limited CE BVZ316 - active, 6 staff Elstone Asset Management Limited CE BQE227 - active, 2 staff Quanto Securities (Hong Kong) Limited CE BVE471 - active, 3 staff QUANTUM JADE INVESTMENT LIMITED CE BVU457 - active, 4 staff Royal Bank of Canada CE AAE727 - active Realight Investment Limited CE AAG059 - inactive RBS Securities (Far East) Limited CE AAL421 - inactive Rich Pleasure Securities Limited CE ABA007 - inactive Residents Securities Limited CE ADF765 - inactive RhinoX Limited CE AEI866 - active, 3 staff Opus Capital Management Limited CE BDF416 - active, 2 staff RPS Investment Limited CE AEI870 - inactive Roofer Securities Limited CE AER871 - active, 10 staff Roofer Asset Management Limited CE BQS108 - active, 8 staff Halcyon Capital Limited CE BAD783 - active, 7 staff Zhong Shan Asset Management Limited CE BKG332 - active, 3 staff Rosa Securities Limited CE AFP826 - inactive Ramon Investment Company Limited CE AGH803 - active, 4 staff REXCAPITAL Online Limited CE AGK457 - inactive Rabo Brokerage HK Limited CE AOK739 - inactive RAB Capital (Asia) Limited CE APH412 - inactive Robeco Hong Kong Limited CE APU851 - active, 35 staff