Newmount Investment Management (Asia) Limited
聯望投資顧問(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Newmount Investment Management (Asia) Limited (聯望投資顧問(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ADF993. Current licensed staff on file: 0 (total recorded over time: 4).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2006-02-23 |
| Type 4 — Advising on securities | present | 2012-07-19 |
| Type 6 — Advising on corporate finance | present | 2005-03-22 |
| Type 9 — Asset management | present | 2012-07-19 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Allen Choa | RO 1, 4, 6, 9 | Pre-2003 | 2012-03 |
| John Chung Lee 李仁中 | RO 4, 9 Rep 9 | 2006-02 | 2007-07 |
| Doris Ming Li 李敏 | RO 4, 9 Rep 4, 9 | 2006-04 | 2010-09 |
| Barbara Shiuan Wang 王瑄 | RO 1, 4, 9 | 2005-05 | 2005-12 |
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