Pinnacle Investment Management Limited
覽眾投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pinnacle Investment Management Limited (覽眾投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AJC964. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 17). Earliest licence on file: 2005-04-27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2022-07-21 | present |
| Type 4 — Advising on securities | 2022-07-21 | present |
| Type 9 — Asset management | 2016-06-29 | present |
| Type 4 — Advising on securities | 2005-04-27 | 2009-07-06 |
| Type 9 — Asset management | 2005-04-27 | 2009-07-06 |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hon Ming Chan 陳漢明 | RO 1, 4, 9 | 2008-08 | 2024-10 |
| Lok Him Chan 陳樂謙 | RO 9 Rep 9 | 2019-06 | 2020-06 |
| Kin Ming Fung 馮建明 | RO 4, 9 | 2005-04 | 2005-11 |
| Ming-Dah Lee 李明達 | RO 4, 9 Rep 4, 9 | 2005-08 | 2008-06 |
| Chi Wai Man 文志偉 | RO 9 | 2016-06 | Present |
| Pei Shan Wu 吳沛珊 | RO 4, 9 | 2008-03 | 2009-03 |
| William Choi Sun Wu 吳在燊 | RO 4, 9 | 2005-04 | 2008-08 |
| Yiqi Yu 俞一騏 | RO 1, 4 | 2022-07 | Present |
| Zijia Yuan 袁子甲 | RO 1, 4, 9 | 2020-12 | Present |
| Haitao Dong 董海韜 | Rep 4, 9 | 2023-06 | 2024-06 |
| Yuzhu Han 韓喻竹 | Rep 9 | 2021-03 | 2023-04 |
| Lin (SFC:AYI706) Qiu 邱琳 | Rep 4, 9 | 2022-11 | 2024-01 |
| Siu Chung Tony Tam 譚少忠 | Rep 9 | 2016-09 | 2017-01 |
| Lei (SFC:BHK526) Tang 唐蕾 | Rep 9 | 2020-12 | 2022-03 |
| Yixin Wei 魏以欣 | Rep 9 | 2024-10 | 2026-03 |
| Wai Yan Yip 葉渭茵 | Rep 9 | 2025-01 | Present |
| Clarence Kwok Wah Yung 翁國華 | Rep 9 | 2017-01 | 2020-07 |
Showing 1–17 of 17
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