Pollock Asset Management Limited
普樂資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pollock Asset Management Limited (普樂資本有限公司), CE reference BLM847. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 8.
Registered address
Unit 10 22/F, Shun Tak Centre West Tower, 168-200 Connaught Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-11-20 | present |
| Type 4 — Advising on securities | 2018-11-20 | present |
| Type 9 — Asset management | 2018-11-20 | present |
Licensed staff (8)
As of
| Name | Activities | Since |
|---|---|---|
| Derek Ho Yin Lee 李浩然 | RO 1, 4, 9 | 2019-09 |
| Winnie Sin Yeng Leung 梁善盈 | RO 1, 4, 9 | 2024-01 |
| Crystal Pui Wai Li 李沛慧 | RO 1, 4 Rep 9 | 2020-12 |
| Yiu Nam Chan 陳耀楠 | Rep 9 | 2025-01 |
| Tsz Hei Ching 程梓羲 | Rep 1, 4, 9 | 2023-02 |
| Kelvin Ming Yuen Leung 梁明遠 | Rep 1, 4, 9 | 2023-05 |
| Yuen Ning Tsai 蔡婉寧 | Rep 1, 4, 9 | 2026-02 |
| Lai Wai Tse 謝禮緯 | Rep 1, 4, 9 | 2025-07 |
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