NT Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NT Securities Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference BBY489. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2014-06-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-06-03 | 2018-01-12 |
| Type 4 — Advising on securities | 2014-06-03 | 2018-01-12 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Robert Lauriston John Arnott | RO 1, 4 | 2014-06 | 2017-08 |
| Robert James Hugh Buckley | RO 1, 4 | 2014-06 | 2016-11 |
| Cameron Duncan Footer | RO 1, 4 | 2017-02 | 2017-08 |
| Helen Rebecca Eastwood | Rep 1, 4 | 2014-12 | 2017-08 |
| Douglas James Macleod Morton | Rep 1, 4 | 2014-12 | 2017-08 |
Showing 1–5 of 5