Probitas Hong Kong Limited
卓信融資顧問有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Probitas Hong Kong Limited (卓信融資顧問有限公司), a Hong Kong-based licensed corporation with CE reference ASS693. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 2 (total recorded over time: 12). Earliest licence on file: 2009-06-05.
- Category:
-
Sell side · Investment banking
- Registered address:
- Unit 1102, Two Chinachem Central, 26 Des Voeux Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-06-05 | present |
| Type 4 - Advising on securities | 2009-06-05 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Haakon Matheson Gresvig | RO 1, 4 | 2026-03 | Present |
| Raymond W Tsao | RO 1, 4 | 2021-02 | Present |
| Greg William Hausler | RO 1, 4 | 2009-06 | 2026-04 |
| Wan Wan Xu 許萬萬 | RO 1, 4 Rep 1, 4 | 2017-10 | 2021-11 |
| Mang Kiu Chan 陳漫橋 | RO 1, 4 Rep 1, 4 | 2012-09 | 2021-03 |
| Edwin Kin Bong Chan 陳建邦 | RO 1, 4 | 2009-06 | 2020-06 |
| Nicole Elizabeth Roddy | Rep 1, 4 | 2017-06 | 2020-01 |
| Chul Kim 金澈 | Rep 1, 4 | 2012-04 | 2018-12 |
| Yang Zhao 趙暘 | Rep 1, 4 | 2016-06 | 2017-08 |
| Hoi Yee Lo 盧凱怡 | Rep 1, 4 | 2016-05 | 2017-02 |
| Xiaoning Liu 劉晓宁 | Rep 1, 4 | 2015-03 | 2016-06 |
| Jing Xie 謝婧 | Rep 1, 4 | 2013-02 | 2015-05 |
Showing 1–12 of 12
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