Ord Minnett Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ord Minnett Hong Kong Limited ( ), CE reference BAI183. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 7.
Registered address
1608, Level 16, Nexxus Building, No. 41 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-01-15 | present |
| Type 4 — Advising on securities | 2014-01-17 | present |
| Type 9 — Asset management | 2017-10-09 | present |
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher Lee Chappel | RO 1, 4 Rep 1, 4 | 2014-09 | 2018-08 |
| George Alexander Gladstone | RO 1, 4, 9 Rep 1, 4 | 2016-10 | Present |
| Timothy James Gunning | RO 1, 4, 9 | 2013-01 | 2019-12 |
| Andrew Jaeho Han | RO 1, 4, 9 Rep 1, 4, 9 | 2015-07 | Present |
| Timothy Philip Last | RO 1, 4 | 2013-01 | 2020-03 |
| Brooke Ainsley Patterson | RO 1, 4 Rep 1, 4 | 2013-01 | 2017-06 |
| Sam Johnathon Phillips | RO 1, 4 Rep 1, 4 | 2017-07 | 2018-08 |
| Angus John Sexton | RO 1, 4, 9 Rep 1, 4 | 2013-02 | Present |
| David Scott Smallacombe | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | 2022-06 |
| Kathryn Louise Stannard | RO 9 Rep 1, 4 | 2015-07 | 2022-02 |
| Campbell Robert Alder | Rep 1 | 2013-02 | 2014-07 |
| Nicholas Burmester | Rep 1, 4 | 2019-01 | 2021-08 |
| Boe Jon-Paul Campion | Rep 1, 4 | 2014-07 | 2017-02 |
| Gavan Mark Carroll | Rep 1, 4 | 2019-07 | 2020-01 |
| Michael Joseph Donovan | Rep 1, 4 | 2014-04 | Present |
| Timothy Chi Hang Hon 韓知行 | Rep 1, 4 | 2015-06 | 2016-08 |
| Dylan Francis Tuck Kelly | Rep 4 | 2019-11 | 2021-11 |
| Christopher David Moore | Rep 1, 4 | 2018-12 | Present |
| Jeremy Anthony Norris | Rep 1 | 2013-10 | 2014-11 |
| Ben Charles Suttie | Rep 1, 4 | 2016-04 | 2016-07 |
| Vlada Vujasinovic | Rep 1, 4, 9 | 2017-11 | Present |
| Brett Morris Waller | Rep 1, 4, 9 | 2019-02 | Present |
| Alan Frank Wells | Rep 1, 4 | 2016-06 | 2017-08 |
| Li Li Yap | Rep 1, 4 | 2014-09 | 2017-06 |
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