New Prospect Capital Limited
新域資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New Prospect Capital Limited (新域資本有限公司), a Hong Kong-based licensed corporation with CE reference BJT614. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2017-11-29.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 20-167, 21/F, Cityplaza Three, 14 Taikoo Wan Road, Taikoo
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-11-29 | present |
| Type 4 - Advising on securities | 2017-11-29 | present |
| Type 9 - Asset management | 2020-08-27 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ting Kay Ho 何定錤 | RO 1, 4, 9 | 2022-04 | Present |
| Joanne Pei-Chun Lai 賴佩君 | RO 1, 4, 9 Rep 1, 4 | 2018-07 | Present |
| Hui Wang 王暉 | RO 1, 4, 9 | 2017-11 | Present |
| Yu-Hui Tu 凃玉慧 | RO 1, 4 | 2018-05 | 2024-02 |
| Sen Ming Lim | RO 1, 4 | 2017-11 | 2018-06 |
Showing 1–5 of 5
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