Nuvama Investment Advisors (Hongkong) Private Limited

CE No. BOM874 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuvama Investment Advisors (Hongkong) Private Limited, a Hong Kong-based licensed corporation with CE reference BOM874. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 3 (total recorded over time: 6). Earliest licence on file: 2020-04-14.
Category:: Sell side · Brokerage ?
Registered address:: Unit 6611B, 66/F, The Center, 99 Queen's Road Central, Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2020-04-14	present
Type 2 - Dealing in futures contracts	2020-04-14	present
Type 4 - Advising on securities	2020-04-14	present
Type 5 - Advising on futures contracts	2020-04-14	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Lee Quan Chan	RO 1, 2, 4, 5 Rep 4	2023-11	Present
Philip Yin Loong Cheung 張恩龍	RO 1, 2, 4, 5	2020-04	Present
Ruchir Sushilkumar Jhunjhunwala	Rep 1, 2, 4, 5	2024-12	Present
Sunny Mallick	Rep 1, 2, 4, 5	2024-05	2024-10
Sumit Syal	RO 1, 2, 4, 5 Rep 1, 2, 4, 5	2020-05	2023-11
Utsav Ajay Kedia	RO 1, 2, 4, 5	2020-04	2020-12