New York Life Investment Management Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New York Life Investment Management Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference BOM315. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2019-11-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-11-08 | 2021-10-19 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yoshiaki Asada | RO 1 | 2019-11 | 2021-04 |
| Robert Henri Moorrees | RO 1 | 2019-11 | 2021-06 |
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