ROC Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Capital Management Limited, CE reference BQI233. Currently licensed for regulated activity type(s) 9. Current licensed staff on file: 2.
Registered address
Unit 3839, 38/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2021-04-08 | present |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kenny Chun Yu Khuong 姜振宇 | RO 9 | 2023-07 | 2024-04 |
| Jennifer Carver McLennan | RO 9 | 2021-04 | 2023-07 |
| Chenjing Tang 唐晨竞 | RO 9 | 2024-06 | Present |
| Dapeng Xu 徐大鵬 | RO 9 | 2021-04 | Present |
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