CIBC Global Asset Management (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIBC Global Asset Management (Asia) Limited, CE reference AFA417. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-01-03 |
| Type 5 — Advising on futures contracts | present | 2006-01-10 |
| Type 9 — Asset management | present | 2007-01-22 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Hing Tak Chau 仇慶德 | RO 5, 9 Rep 4, 5, 9 | Pre-2003 | 2005-12 |
| Shirley Woon San Chow 周媛珊 | RO 9 Rep 4, 9 | Pre-2003 | 2007-01 |
| Ka Fai Franki Chung 鍾家輝 | RO 9 Rep 4, 5, 9 | Pre-2003 | 2007-01 |
| Robert Ekstrom Cormie | RO 9 | 2006-05 | 2007-01 |
| Ngoc Bich Pham 范玉碧 | RO 4, 5, 9 | Pre-2003 | 2006-02 |
| Chor Man Kwok 郭楚雯 | Rep 9 | 2006-05 | 2007-01 |
| Tse Fung Lau 劉子峯 | Rep 4, 5, 9 | Pre-2003 | 2007-01 |
| Tomoko Okabe 岡部朋子 | Rep 9 | 2006-07 | 2007-01 |
| Sau Wai (SFC:AFR189) Wong 黃秀慧 | Rep 4, 9 | Pre-2003 | 2007-01 |
Showing 1–9 of 9