Royal Bank of Canada
加拿大皇家銀行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royal Bank of Canada (加拿大皇家銀行), a Hong Kong-based registered institution with CE reference AAE727. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2005-06-16.
Registered address
41ST & 42ND FLOOR, ONE TAIKOO, PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONGKONG
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2005-06-16 | present |
| Type 2 - Dealing in futures contracts | 2020-06-19 | present |
| Type 4 - Advising on securities | 2008-05-02 | present |
| Type 6 - Advising on corporate finance | 2016-06-21 | present |
| Type 9 - Asset management | 2019-11-11 | present |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
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