Prime Securities Limited
發利證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prime Securities Limited (發利證券有限公司), a Hong Kong-based licensed corporation with CE reference ACX574. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 10 (total recorded over time: 27).
Registered address
Room 1602, 16/F, Kai Tak Commercial Building, 317-319 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-25 |
| Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Type 7 — Providing automated trading services | present | 2004-11-25 |
| Type 9 — Asset management | present | 2004-11-25 |
Licensed staff (all-time) (27)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Po Keung Chiu 趙寶強 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Alex Cho Yin Chow 周祖賢 | RO 1 Rep 1 | 2011-12 | Present |
| Robert Chou Yuen Hui 許教讓 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2008-06 |
| Shirley Wai Man Hui 許惠敏 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2019-04 |
| Yuet Man Hui 許悅文 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chor Wan Chan 陳楚雲 | Rep 1 | 2011-03 | 2016-08 |
| Yao Chi Chiu 丘耀基 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2011-07 |
| Tak Tong Chung 鍾德棠 | Rep 1 | 2008-07 | 2009-06 |
| Chi Shing Fu 符志成 | Rep 1 | 2011-11 | 2012-04 |
| Xiang Gao 高翔 | Rep 1 | 2022-06 | Present |
| Seek Yuen Hon 韓悉淵 | Rep 1 | 2006-11 | 2008-06 |
| Wai Chun Ko 高煒春 | Rep 1 | 2007-03 | 2009-02 |
| Lee Hung Kong 江利紅 | Rep 1 | 2010-03 | 2011-04 |
| Yiu Cho Lau 劉耀祖 | Rep 1 | 2011-04 | 2013-09 |
| Yung Wing Law 羅容榮 | Rep 1 | 2015-07 | Present |
| Yin Ling Lee 李燕玲 | Rep 1 | 2004-06 | Present |
| Wing Tak Leung 梁永德 | Rep 1 | 2017-04 | Present |
| Chun Hing Poon 潘振慶 | Rep 1 | 2010-02 | 2013-11 |
| Tsoi Man Siu 蕭載文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-01 |
| Peter Chi Keung Tang 鄧自強 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Kam Ling Tin 田金玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Wah Tsang 曾緯華 | Rep 1 | 2011-07 | 2019-12 |
| Chun Him Wan 溫俊謙 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2014-12 |
| Kwok Wai (SFC:AAK068) Wong 王國偉 | Rep 1 | 2006-11 | 2008-07 |
| Peter Pui Sui Wong 黃培瑞 | Rep 1 | 2015-07 | Present |
| Hang Wing Yeung 楊恆永 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-09 |
| Ka Yin Yip 葉家賢 | Rep 1 | 2005-07 | Present |
Showing 1–27 of 27
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