Prime Securities Limited

發利證券有限公司
CE No. ACX574 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prime Securities Limited (發利證券有限公司), a Hong Kong-based licensed corporation with CE reference ACX574. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 10 (total recorded over time: 27).

Registered address

Room 1602, 16/F, Kai Tak Commercial Building, 317-319 Des Voeux Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present 2004-11-25
Type 6 — Advising on corporate finance present 2004-11-25
Type 7 — Providing automated trading services present 2004-11-25
Type 9 — Asset management present 2004-11-25

Licensed staff (all-time) (27)
Active on date

Name Activities First licensed To
Po Keung Chiu 趙寶強 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Alex Cho Yin Chow 周祖賢 RO 1 Rep 1 2011-12 Present
Robert Chou Yuen Hui 許教讓 RO 1, 4, 6, 7, 9 Pre-2003 2008-06
Shirley Wai Man Hui 許惠敏 RO 1, 4, 6, 7, 9 Pre-2003 2019-04
Yuet Man Hui 許悅文 RO 1, 4, 6, 7, 9 Pre-2003 Present
Chor Wan Chan 陳楚雲 Rep 1 2011-03 2016-08
Yao Chi Chiu 丘耀基 Rep 1, 4, 6, 7, 9 Pre-2003 2011-07
Tak Tong Chung 鍾德棠 Rep 1 2008-07 2009-06
Chi Shing Fu 符志成 Rep 1 2011-11 2012-04
Xiang Gao 高翔 Rep 1 2022-06 Present
Seek Yuen Hon 韓悉淵 Rep 1 2006-11 2008-06
Wai Chun Ko 高煒春 Rep 1 2007-03 2009-02
Lee Hung Kong 江利紅 Rep 1 2010-03 2011-04
Yiu Cho Lau 劉耀祖 Rep 1 2011-04 2013-09
Yung Wing Law 羅容榮 Rep 1 2015-07 Present
Yin Ling Lee 李燕玲 Rep 1 2004-06 Present
Wing Tak Leung 梁永德 Rep 1 2017-04 Present
Chun Hing Poon 潘振慶 Rep 1 2010-02 2013-11
Tsoi Man Siu 蕭載文 Rep 1, 4, 6, 7, 9 Pre-2003 2006-01
Peter Chi Keung Tang 鄧自強 Rep 1, 4, 6, 7, 9 Pre-2003 2003-10
Kam Ling Tin 田金玲 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Wai Wah Tsang 曾緯華 Rep 1 2011-07 2019-12
Chun Him Wan 溫俊謙 Rep 1, 4, 6, 7, 9 Pre-2003 2014-12
Kwok Wai (SFC:AAK068) Wong 王國偉 Rep 1 2006-11 2008-07
Peter Pui Sui Wong 黃培瑞 Rep 1 2015-07 Present
Hang Wing Yeung 楊恆永 Rep 1, 4, 6, 7, 9 Pre-2003 2016-09
Ka Yin Yip 葉家賢 Rep 1 2005-07 Present
Showing 1–27 of 27

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