Yu Ming Investment Management Limited
禹銘投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ming Investment Management Limited (禹銘投資管理有限公司), CE reference ADU830. Currently licensed for regulated activity type(s) 1, 4, 6, 9. Current licensed staff on file: 6.
Registered address
Room 1801 18/F, Allied Kajima Building, 138 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Shing (SFC:AJG004) Lam 林志成 | RO 1, 4, 6, 9 | 2010-02 |
| Warren Wa Lun Lee 李華倫 | RO 1, 4, 6, 9 | 2007-08 |
| Ming (SFC:AJH024) Li 李銘 | RO 1, 6 Rep 4, 9 | 2009-02 |
| Nelson Kai Yip Chow 周啟業 | Rep 1, 4, 6 | 2016-10 |
| Yun Sang Fong 方潤生 | Rep 1, 4, 6, 9 | 2014-10 |
| Raymond Ka Hei Tam 譚家熙 | Rep 1, 4, 6, 9 | 2011-04 |
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