Pleiad Investment Advisors Limited
磊亞投資顧問有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pleiad Investment Advisors Limited (磊亞投資顧問有限公司), CE reference BDH770. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 9.
Registered address
26/F, Asia Pacific Centre, 8 Wyndham Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2024-12-09 | present |
| Type 4 — Advising on securities | 2024-12-09 | present |
| Type 9 — Asset management | 2014-06-13 | present |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Kenneth Sea Leong Lee 李思亮 | RO 1, 4, 9 | 2024-12 |
| Masaki Taniguchi 谷口正樹 | RO 1, 4, 9 | 2024-12 |
| Michael Stephen Yoshino | RO 1, 4, 9 | 2024-12 |
| Shin Ehara | Rep 9 | 2023-08 |
| Tomoya Minaki | Rep 9 | 2023-07 |
| Yang (SFC:BAL785) Sun 孫洋 | Rep 9 | 2021-04 |
| Dawei Wang 王大蔚 | Rep 9 | 2021-09 |
| Philip Han Wen Wu 吳翰文 | Rep 9 | 2025-08 |
| Ruimin Zheng 鄭銳敏 | Rep 9 | 2022-07 |
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