OppenheimerFunds International Distributor Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for OppenheimerFunds International Distributor Limited ( ), CE reference AJD747. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2003-12-15 | 2009-11-09 |
| Type 4 — Advising on securities | 2003-12-15 | 2009-11-09 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Foon Mok 莫健歡 | RO 1, 4 | 2003-12 | 2009-06 |
| Keng Puang Tay 鄭慶藩 | RO 1, 4 | 2003-12 | 2009-06 |
| Kevin Alan Baum | Rep 4 | 2004-11 | 2004-11 |
| Sarah Stella Callaghan | Rep 1 | 2006-03 | 2006-10 |
| Billy Wing Ho Cheung 張永豪 | Rep 1 | 2005-09 | 2006-06 |
| Yuen Fun Fung 馮婉芬 | Rep 1, 4 | 2003-12 | 2006-12 |
| Hoi Kee Lui 呂凱淇 | Rep 1, 4 | 2006-05 | 2006-06 |
| Edith Sui Yu Tsang 曾瑞如 | Rep 1, 4 | 2005-01 | 2006-12 |
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