NatWest Markets Plc
國民西敏寺資本市場銀行有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NatWest Markets Plc (國民西敏寺資本市場銀行有限公司), a Hong Kong-based registered institution with CE reference ADI888. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2008-04-18.
- Category:
- Not categorized yet
- Registered address:
- Unit 702 LHT Tower, 31 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2022-05-24 |
| Type 2 - Dealing in futures contracts | 2008-04-18 | 2014-03-31 |
| Type 4 - Advising on securities | 2008-04-18 | 2022-05-24 |
| Type 4 - Advising on securities | Pre-2003 | 2004-10-15 |
| Type 6 - Advising on corporate finance | 2008-04-18 | 2016-03-23 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-15 |
| Type 9 - Asset management | Pre-2003 | 2004-10-15 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||