Roofer Securities Limited

路華證券有限公司

CE No. AER871 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roofer Securities Limited (路華證券有限公司), a Hong Kong-based licensed corporation with CE reference AER871. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 10 (total recorded over time: 38). Earliest licence on file: 2020-12-17.
Category:: Sell side · Brokerage ?
Registered address:: Unit 25B01, 25/F, Far East Finance Center, 16 Harcourt Road, Admiralty
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	2020-12-17	present
Type 4 - Advising on securities	Pre-2003	2004-11-30
Type 6 - Advising on corporate finance	Pre-2003	2004-11-30
Type 9 - Asset management	Pre-2003	2004-11-30

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (38)

Active on date RO only

Name	Activities	First licensed	To
Kin Wah Chan 陳健華	RO 1, 4 Rep 1, 4	2024-04	Present
Daqi Chen 陳達祺	RO 1 Rep 1, 4	2025-09	Present
Carrie Lun 倫緦潣	RO 1, 4	2024-04	Present
Xuanren Chen 陳宣任	Rep 1, 4	2025-11	Present
Chi Kin Fung 馮智堅	Rep 1, 4, 6, 9	Pre-2003	Present
Sijing Guo 郭思靜	Rep 1, 4	2024-06	Present
Xunming Li 李迅明	Rep 1, 4	2023-06	Present
Mary Ting Hing See 施庭卿	Rep 1, 4, 6, 9	Pre-2003	Present
Lei Shi 石磊	Rep 1, 4	2025-12	Present
Yang Yu 于洋	Rep 1, 4	2026-04	Present
Niki Ning Ki Yeung 楊靈機	RO 1, 4	2020-07	2025-05
Yu Cao 曹裕	RO 1 Rep 1, 4	2023-10	2025-03
Shuonan Li 李碩楠	Rep 1, 4	2024-01	2025-02
An Li 李岸	Rep 1	2019-12	2025-01
Lei Wu 吳蕾	Rep 1	2024-04	2025-01
Tinghui Li 李庭輝	Rep 1, 4	2024-01	2024-11
Yingshi Wu 吳應時	RO 1, 4 Rep 1, 4	2021-11	2024-01
Tiancheng Ruan 阮天成	Rep 1, 4	2022-01	2024-01
Tak Keung Tse 謝德強	RO 1, 4 Rep 1	2012-03	2023-09
To Ming Lui 呂道明	Rep 1, 4, 6, 9	Pre-2003	2023-02
Andrew Chu 朱立年	Rep 1	2014-05	2021-11
Sau King Tang 鄧秀琼	Rep 1, 4, 6, 9	Pre-2003	2021-07
Sabrina On Nang Ngan 顏安娜	RO 1, 4, 6, 9	Pre-2003	2021-02
Wai Ng 吳偉	RO 1	2004-10	2019-07
Tack Yan Kwok 郭德恩	Rep 1, 4, 6, 9	Pre-2003	2019-01
Samuel Se Chung Chiu 趙士聰	Rep 1, 4, 6, 9	Pre-2003	2019-01
Ning Liu 劉宁	Rep 1	2007-07	2018-07
Alan Chung Lun Chiu 趙仲麟	Rep 1, 4, 6, 9	Pre-2003	2013-04
Betty Tat May Chan 陳達美	Rep 1	2011-07	2012-09
Guangwei Wang 王光偉	RO 1 Rep 1	2006-07	2012-06
Wing Kam Siu 蕭永鑫	Rep 1	2010-07	2011-07
Chung Kwan Wong 黃頌君	Rep 1	2009-01	2009-05
Janet Vai Ha Chan 陳惠霞	Rep 1	2008-06	2008-08
Chui Koon Liu 廖翠觀	Rep 1, 4, 6, 9	Pre-2003	2008-07
Samuel Chiu Wah Tsang 曾超華	RO 1 Rep 1	2005-09	2006-08
Lai Sheung Choi 蔡麗霜	Rep 1, 4, 6, 9	Pre-2003	2006-04
Tak Chi Law 羅德智	Rep 1	2005-06	2005-10
Chin Ping Tang 鄧展平	Rep 1	2003-10	2004-03