Hong Kong SFC Licensed Firms Directory

Pivotal Investments Limited CE AUT709 - active Pinehill Capital Limited CE AVR734 - active PacAsia Advisors Limited CE AVY958 - active Partner Fund Management (Asia), Limited CE AXC438 - active PDT Partners (HK) Limited CE AZI967 - active Parametrica Management Limited CE AZS364 - active, 3 staff Prosperous Alliance Investments Limited CE BAY187 - active Pearl Street Advisors Limited CE BBE403 - active Proprium Capital Partners (Hong Kong) Limited CE BCE759 - active, 5 staff Prunus Capital Management Limited CE BFE182 - active Phecda Capital Management Limited CE BHD815 - active, 2 staff Parantoux Capital Limited CE BHO717 - active, 2 staff Pantheum Partners Limited CE BOI660 - active, 2 staff Partners Bay Asia Limited CE BOK501 - active, 3 staff Panview Capital Limited CE BOM746 - active, 8 staff PEG Capital Limited CE BPN438 - active, 2 staff Pacific Aegis Capital Management (IM) Limited CE BQW281 - active, 10 staff Pine Garden Capital Partners Limited CE BSS985 - active, 3 staff Parkway Capital Limited CE BTU954 - active, 2 staff Pantarei Asset Management Limited CE BUH797 - active, 6 staff Red Cliff Asset Management Limited CE AZT496 - active, 10 staff Pinecone Capital Limited CE BUI013 - active, 2 staff Pythagoras HK Management Company Limited CE BUI210 - active, 3 staff Pamalican Asset Management Limited CE BUT781 - active, 3 staff Providence Capital Group Limited CE BVM738 - active, 3 staff Shenzhen Capital (International) Asset Management Company Limited CE BNU659 - active, 4 staff PAMG Limited CE BVO510 - active, 10 staff Power Gaussian Limited CE BWH870 - active, 2 staff Physpec Capital Management (HK) Limited CE BWJ770 - active, 2 staff Quantbot Technologies (HK), Limited CE BGP784 - active, 8 staff Quantek Capital Research (Hong Kong) Limited CE BMP107 - active, 2 staff QX Asset Management Limited CE BSV422 - active, 4 staff QED Asset Management Limited CE BTT365 - active, 2 staff QDI Limited CE BUK079 - active, 2 staff Regal Portfolio Management Limited CE ANT859 - active, 3 staff RREEF China REIT Management Limited CE AOR366 - active Ruffer (Asia) Limited CE AQU119 - active Riverwest Advisors Limited CE ASW807 - active RS Investments (Hong Kong) Limited CE BBU445 - active River Capital Limited CE BGT071 - active, 3 staff Rafiki Capital Management (Hong Kong) Limited CE BHS473 - active Radiant Tech Ventures Limited CE BIZ521 - active, 4 staff Red Door Capital Management Limited CE BNU285 - active, 3 staff Russell Robust Asset Management Limited CE BPM098 - active, 4 staff R Squared Limited CE BPQ155 - active, 6 staff Rhee Capital Limited CE BPY306 - active, 3 staff RaffAello Investment Management (HK) Limited CE BQG355 - active, 2 staff Ren Bridge Asset Management (Hong Kong) Co. Limited CE BTK884 - active, 2 staff Schroder Investment Management North America Limited CE AGI762 - active Scion Capital Management Limited CE AMU741 - active SEAVI Advent Ocean Private Equity Limited CE AQY262 - active, 2 staff Sophia Asset Management Limited CE AUC509 - active, 2 staff Stoneworks Asset Management (Malta) Limited CE AUW703 - active SunAsia Investment Management Limited CE AWA657 - active, 4 staff Summitview Capital Management Limited CE AWW311 - active Steadview Capital Management HK Limited CE AXI706 - active Sequence Asset Management Limited CE AXP795 - active Splendor Capital Management (Hong Kong) Limited CE AZL840 - active Sarafin Capital Partners Limited CE BAA372 - active, 3 staff Spring Asset Management Limited CE BBG536 - active, 4 staff South Mountain Asset Management Limited CE BCW101 - active SM Investment Advisors Limited CE BEC300 - active, 2 staff Setia Partners Limited CE BEF684 - active, 2 staff Sinostone Capital Management Company Limited CE BEO645 - active, 4 staff Solitude Limited CE BGD867 - active Seyon Asset Management Limited CE BHJ463 - active SynerWealth Asset Management Limited CE BHM657 - active SFG Fund Limited CE BHO310 - active, 3 staff SAIF Everwell Asset Management Hong Kong Limited CE BJP623 - active, 2 staff Silver Spring International Limited CE BNO021 - active, 2 staff Stonepeak (Hong Kong) Limited CE BOL015 - active, 19 staff Sage Partners Limited CE BOT987 - active, 2 staff South Oak Capital Management (Hong Kong) Company Limited CE BPJ914 - active, 2 staff Soul Ventures Investment Limited CE BPX247 - active, 5 staff StillBrook Capital Limited CE BQP367 - active, 5 staff SF REIT Asset Management Limited CE BQP590 - active, 4 staff Shouhe Limited CE BRH310 - active, 4 staff Saltagen Ventures Limited CE BRM431 - active, 2 staff Spathiphy Capital Management Limited CE BSE492 - active, 3 staff SSEW Capital Limited CE BSE643 - active, 2 staff Super Quantum Capital Management (Hong Kong) Limited CE BSG815 - active, 2 staff S28 Asset Management Limited CE BSU074 - active, 2 staff Shenzhen Capital (Hong Kong) Asset Management Company Limited CE BTB617 - active, 3 staff Steward Investment Partners Limited CE BUE072 - active, 2 staff SCP Advisors Limited CE BUV597 - active, 2 staff Sengu Capital Limited CE BUW418 - active, 3 staff SHENYI Investment Management Hong Kong Limited CE BUY708 - active, 2 staff Shinka Capital Management Limited CE BVC027 - active, 4 staff Sigma Asset Management (Hong Kong) Limited CE BVP961 - active, 4 staff Spark International Capital Limited CE BVQ493 - active, 2 staff Silver Hill Capital Management Limited CE BVU575 - active, 3 staff SIMCo Credit Asia-Pacific Limited CE BWL082 - active, 2 staff Stellar Global Investment Management Limited CE BWR528 - active, 2 staff Tortrade Advisors Limited CE ANZ873 - active Tarascon Capital Management (Hong Kong) Limited CE AOB279 - active TRG Management Hong Kong Limited CE APY754 - active Temujin Global Asset Management Limited CE AQX176 - active Tractus Asset Management Limited CE ATC467 - active, 3 staff Touchstone Asset Management Company Limited CE AUI258 - active Trafalgar Capital Management (HK) Limited CE AUJ529 - active, 2 staff Tiresias Capital Hong Kong Limited CE AUN772 - active Titan Capital Services Limited CE AVI870 - active Tristar Capital Advisors Limited CE BAB279 - active Trilogy Partners Limited CE BDL438 - active, 4 staff Toona Tree Capital Limited CE BJR568 - active Techne Asset Management Limited CE BJT660 - active TANDLL Investment Management Limited CE BLL854 - active, 2 staff TANGSHANG ASSETS MANAGEMENT LIMITED CE BML134 - active Tang Yin International Asset Management Company Limited CE BMN649 - active, 3 staff Technistock Capital (HK) Limited CE BNV794 - active, 3 staff Tashi Capital Management Limited CE BQM048 - active, 1 staff Tiantu Asset Management Company Limited CE BRA148 - active, 2 staff Twin Peaks Capital Limited CE BRA944 - active, 5 staff Tianyan Capital Limited CE BRD609 - active, 4 staff TSY Capital Limited CE BTI971 - active, 3 staff Torito Capital Limited CE BUA365 - active, 3 staff T-ACCELERATE CAPITAL MANAGEMENT LIMITED CE BVB715 - active, 2 staff TSINGHUA ELECTRONIC INTERNATIONAL ASSET MANAGEMENT CO., LIMITED CE BVT172 - active, 2 staff TrueAlpha Technology Investment Management Limited CE BWN553 - active, 2 staff Upright Asset Management (Hong Kong) Co., Limited CE BHN853 - active, 2 staff Vortex Capital Limited CE ALL888 - active Vicktor Capital (Asia) Limited CE AUD698 - active, 3 staff Veritas Asset Management (Asia) Limited CE AXP737 - active, 3 staff Visdom Investment Management (Hong Kong) Limited CE AXS169 - active Van Berkom Golden Dragon Limited CE AZI618 - active, 3 staff Voltex Asia Capital Limited CE AZQ728 - active Vontobel Asset Management (Hong Kong) Limited CE BCQ309 - active Vantage Asset Management Limited CE BGY558 - active Vertica Capital Limited CE BKZ625 - active Viridian Asset Management Limited CE BUR206 - active, 8 staff Victoria Sight Capital Limited CE BVH934 - active, 2 staff Valverde Investment Partners Limited CE BVK215 - active, 1 staff Wakestar Advisors Limited CE AVW361 - active Waypointe Limited CE BBE100 - active, 3 staff Wei Capital Management Limited CE BFH969 - active, 4 staff Wilshire Hong Kong Limited CE BFL137 - active Wizardquant Capital Advisors Limited CE BHF430 - active, 5 staff Wilson Asset Management Co., Limited CE BHV549 - active, 6 staff Winfor Capital Management Limited CE BHW985 - active, 5 staff Wardhaven Capital Limited CE BJH738 - active, 3 staff Windrose Investment Management (Asia) Limited CE BMG917 - active Willowbridge Investment Corporation (Asia) Limited CE BOC194 - active Wave Rider Capital Asset Management Limited CE BQF625 - active Wind Sabre Capital Limited CE BSK085 - active, 2 staff White Elk Partners Limited CE BUM449 - active, 1 staff WIM Investment Management Limited CE BUO773 - active, 3 staff Willow Management Limited CE BVL335 - active, 3 staff Wells Grand Asset Management Hong Kong Limited CE BWA686 - active, 2 staff Xynergy Capital Limited CE BQS736 - active Yuexiu REIT Asset Management Limited CE AMP627 - active, 5 staff Yuanhao Capital Management Limited CE BAZ659 - active Y-Intercept (Hong Kong) Limited CE BND474 - active, 17 staff YWL Asset Management Limited CE BNV266 - active, 2 staff Yishao Capital Management (HK) Limited CE BOD918 - active, 2 staff YT Capital Limited CE BRJ998 - active, 2 staff YUEXI (Hong Kong) Investment Management Limited CE BVL579 - active, 2 staff Zhifu Capital Partner Limited CE AQL056 - active Zentific Investment Management Limited CE BEM702 - active, 7 staff Zerobridge Partners Asset Management Limited CE BNX059 - active, 2 staff Zhong Ou Rabbit (Hong Kong) Assets Management Limited CE BPV443 - active, 4 staff Zhonghui International Asset Management Company Limited CE BVW903 - active, 2 staff ZheRui Investment Limited CE BWE868 - active, 3 staff 1020 Capital Management Limited CE BPQ456 - active 2Mind Capital Management Limited CE BWF274 - active, 4 staff 3W Fund Management Limited CE BAF393 - active, 11 staff 3Rivers Trading Hong Kong Limited CE BTU829 - active, 3 staff A.M. Best Asia-Pacific Limited CE AXH072 - active, 11 staff ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED CE BTU159 - active, 4 staff ARC Ratings (Asia Pacific) Limited CE BWN689 - active, 3 staff CTRISKS Rating Limited CE AXI836 - active China Chengxin (Asia Pacific) Credit Ratings Company Limited CE AZE668 - active, 12 staff CSPI Credit Ratings Company Limited CE AZN584 - active, 5 staff Dagong Global Hong Kong Limited CE BUK036 - active, 8 staff FrancXav Asia Ratings Limited CE BOM510 - active, 3 staff Pan Asian Ratings Limited CE BCP176 - active AIA Company (Trustee) Limited CE AAO197 - active, 12 staff Bank of East Asia (Trustees) Limited CE AAE859 - active, 14 staff BOCI-Prudential Trustee Limited CE AFQ652 - active, 12 staff Cititrust Limited CE AAY132 - active, 27 staff China Life Trustees Limited CE ADV299 - active, 11 staff CCB (Asia) Trustee Company Limited CE BLA762 - active, 9 staff CMB Wing Lung (Trustee) Limited CE BOI017 - active, 18 staff CMB (HK) Trustee Company Limited CE BPY515 - active, 19 staff CNCBI Trustee Limited CE BUK702 - active, 4 staff DB Trustees (Hong Kong) Limited CE AAK783 - active, 10 staff ICBC (Asia) Trustee Company Limited CE ANP339 - active, 29 staff Principal Trust Company (Asia) Limited CE AFA365 - active, 22 staff State Street Trust (HK) Limited CE AZE829 - active, 5 staff Surge Investment Management Limited CE BWR535 - active, 2 staff Chenteng Capital Limited CE BWE190 - active, 2 staff BAI Capital HK Management Limited CE BWN158 - active, 3 staff Unity Capital Asset Management Limited CE BWO849 - active, 2 staff Altallo Asset Management Limited CE BVX239 - active, 2 staff WISE WIN ASSET MANAGEMENT LIMITED CE BWE906 - active, 2 staff Ascendium Capital Partners Limited CE BXE554 - active, 2 staff Wanyan Capital (HK) Limited CE BWY761 - active, 2 staff ABN AMRO Clearing Bank N.V. CE BXP851 - active CGWS International Financial Limited CE BUY881 - active, 3 staff Galaxy Digital HK Limited CE BUE120 - active, 2 staff Guoyun Securities Limited CE BWI426 - active, 2 staff Hunter Point Capital Hong Kong Limited CE BUH830 - active, 2 staff Nextober Capital Limited CE BXG784 - active, 2 staff Ruiheng Securities Limited CE BWR681 - active, 2 staff RD InnoVest Limited CE BWV426 - active, 2 staff Vision Securities (Asia) Holdings Limited CE BWT085 - active, 2 staff AK Capital Limited CE BWU987 - active, 2 staff AlphaSeek Asset Management Limited CE BWY399 - active, 2 staff Balance Asset Management (Hong Kong) Limited CE BWH510 - active, 3 staff Courage Capital Limited CE BVU845 - active, 2 staff CNO Capital (Hong Kong) Limited CE BWM951 - active, 2 staff Equanimity Capital Limited CE BWI433 - active, 3 staff Equator Assets Management Company Limited CE BWN775 - active, 2 staff Essence Capital Limited CE BXF088 - active, 2 staff Hai Fusion International Asset Management Limited CE BWV914 - active, 2 staff Hong Kong HuaanHexin Asset Management Co., Limited CE BWZ042 - active, 2 staff L&L Holdings Limited CE BWI328 - active, 2 staff Luminous Management HK Limited CE BWR685 - active, 2 staff NOMAD HONG KONG MANAGEMENT LIMITED CE BWT316 - active, 2 staff WinExcel Asset Management Limited CE BXB582 - active, 2 staff ZG Capital Management Limited CE BWT436 - active, 2 staff DEFTA International Limited CE BWI773 - active, 2 staff Invictus Investment Partners Limited CE BWP072 - active, 5 staff MILESTONE CAPITAL LIMITED CE BXB169 - active, 2 staff Near Fair Fund Management Company Limited CE BWX206 - active, 3 staff Serakai Capital Management Limited CE BWX377 - active, 2 staff Tenucia Partners Limited CE BWW317 - active, 8 staff GOFAM Capital Limited CE BWU882 - active, 2 staff BY Financials Limited CE BWS523 - active, 2 staff Fundamental Technology (Hongkong) Co., Limited CE BWT582 - active, 2 staff AWL Capital Co. Limited CE BWK902 - active, 2 staff Cloudlake Capital Company Limited CE BWY920 - active, 2 staff Great Return Investment Limited CE BXC377 - active, 2 staff QRC Asset Management Limited CE BWT015 - active, 2 staff 3H Health Investment Limited CE BXB061 - active, 2 staff Kuark Capital Limited CE BXG861 - active, 2 staff NewBX Limited CE BUY737 - active, 7 staff GLake Capital Management Limited CE BWF771 - active, 2 staff