Shanghai Securities (Hong Kong) Limited
上海證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghai Securities (Hong Kong) Limited (上海證券(香港)有限公司), CE reference BQK277. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
Room 1155, 12/F, 133 Wai Yip Street, Kwun Tong, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-03-19 | present |
| Type 4 — Advising on securities | 2021-03-19 | present |
| Type 9 — Asset management | 2023-03-23 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Jackie Ching Wan Fung 馮青雲 | RO 1, 4, 9 | 2023-03 |
| Xiaoxing Ni 倪曉星 | RO 1, 4 | 2023-06 |
| Tsz Man Yam 任子文 | RO 9 | 2024-06 |
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