Napa Global Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Napa Global Limited, a Hong Kong-based licensed corporation with CE reference AFM626. Current licensed staff on file: 0 (total recorded over time: 3).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2004-05-04 |
| Type 4 - Advising on securities | Pre-2003 | 2004-05-04 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-04 |
| Type 9 - Asset management | Pre-2003 | 2004-05-04 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ronald Kwok Chien To 杜國鍵 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Vincent Yum 任偉成 | RO 1, 6 | Pre-2003 | 2003-08 |
| Warren Yui Kai Cheung 張睿佳 | RO 1, 4, 6, 9 | Pre-2003 | 2003-04 |
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