SPARX Asia Investment Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPARX Asia Investment Advisors Limited, CE reference AIO087. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 6.
Registered address
Suite 1706, 17/F, Central Plaza, 18 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2004-04-20 | present |
| Type 9 — Asset management | 2006-01-05 | present |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Poh Chung Fong 方寶畯 | RO 4, 9 | 2014-11 |
| Yusuke Fukumoto | RO 4, 9 | 2023-08 |
| Tat Hong Alan Ng 伍達康 | RO 4, 9 | 2012-04 |
| Takeshi Suzuki 鈴木剛 | RO 4, 9 | 2014-09 |
| Chun Yu (SFC:BAD900) Chow 周振宇 | Rep 4, 9 | 2016-08 |
| Masakazu Takeda 武田政和 | Rep 4, 9 | 2011-12 |
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