SPARX Asia Investment Advisors Limited

CE No. AIO087 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPARX Asia Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference AIO087. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 60). Earliest licence on file: 2004-04-20.
Category:: Buyside · Hedge fund
Registered address:: Suite 1706, 17/F, Central Plaza, 18 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	2004-04-20	present
Type 9 - Asset management	2006-01-05	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (60)

Active on date RO only

Name	Activities	First licensed	To
Poh Chung Fong 方寶畯	RO 4, 9 Rep 4, 9	2007-09	Present
Yusuke Fukumoto	RO 4, 9	2023-08	Present
Tat Hong Alan Ng 伍達康	RO 4, 9	2012-04	Present
Takeshi Suzuki 鈴木剛	RO 4, 9	2014-09	Present
Chun Yu Chow 周振宇	Rep 4, 9	2016-08	Present
Masakazu Takeda 武田政和	Rep 4, 9	2011-12	Present
Chin Pang Peter Hung 洪展鵬	Rep 4, 9	2020-10	2026-01
Philip Alexander Stoddart	Rep 4, 9	2023-01	2025-11
Byung Hak Kim	RO 4, 9 Rep 4, 9	2011-05	2024-01
Fumihito Akiyama	RO 4, 9	2019-08	2023-04
Chun Ho Lee 李俊顥	Rep 4, 9	2017-02	2023-04
Jong Hak Lee	Rep 4, 9	2013-04	2022-05
Yik Man Lai 賴亦敏	Rep 4, 9	2017-10	2020-01
Hiroshi Taguchi	RO 4, 9	2017-07	2019-08
Siu Wing Chan 陳紹榮	Rep 4, 9	2014-08	2017-01
Wookjin Oh 吳旭鎮	Rep 4, 9	2015-02	2016-08
Xinchen Wang 王鑫晨	Rep 4, 9	2013-12	2016-08
Min Soo Kim	RO 4, 9 Rep 4, 9	2006-02	2015-03
Raymond Kwok	RO 4, 9	2014-06	2014-12
Hamilton Reid Frasier	Rep 4, 9	2013-07	2014-11
Kwok Fai Chau 周國輝	Rep 4, 9	2006-09	2014-08
Matthew Yukio Kubo	RO 4, 9	2012-02	2014-06
Yow Jen Shu 許祐禎	Rep 4, 9	2014-01	2014-05
David Yu Wai Fung 馮裕偉	RO 4, 9 Rep 4, 9	2006-09	2014-05
Stephen Tukqun Jue 居德鈞	Rep 4, 9	2010-10	2014-01
Jia Lou 婁佳	Rep 4, 9	2011-12	2013-09
Byoung Nam Lee 李秉南	Rep 4, 9	2011-06	2012-11
Weiwei Fan 范維維	Rep 4, 9	2007-06	2012-07
Yik Ki Kwok 郭奕琪	Rep 4, 9	2007-08	2012-06
Masaki Taniguchi 谷口正樹	RO 4, 9	2011-07	2012-03
Pravin Mepani	Rep 4, 9	2005-05	2012-02
Kanwaljit Singh Bahra	RO 4, 9	2007-09	2011-12
Thomas Andrew Doud	Rep 4, 9	2005-03	2011-10
Darryl Mark Flint	RO 4, 9 Rep 4, 9	2004-04	2011-10
Torquil Magnus MacLeod	Rep 4, 9	2006-11	2011-10
Richard William McDade	Rep 4, 9	2011-03	2011-10
Kunal Saha	Rep 4, 9	2007-06	2011-10
Arun Purushotam Vaswani	Rep 4	2005-08	2011-10
Yau Hing Hui 許有慶	Rep 4, 9	2008-07	2011-08
Shun Hong Liu 廖舜康	RO 4, 9 Rep 4, 9	2006-07	2011-07
Horace Yiu Keung Hung 熊耀強	Rep 4, 9	2006-06	2011-07
Martin Brennan	RO 4, 9	2004-04	2011-07
Anoopkumar Sadh Villait	RO 4, 9 Rep 4, 9	2009-07	2011-07
Paul Kin Ming Shiu 邵建銘	Rep 4, 9	2007-04	2011-02
Tytus Michalski	RO 4, 9 Rep 4, 9	2004-05	2010-11
Raymond Tin Wai Wong 黃田卉	Rep 4	2006-07	2010-07
Geoffrey Chang Wei King 金昌尉	RO 4, 9 Rep 4, 9	2006-12	2010-07
Farhat Abbas Malik	RO 4, 9	2004-04	2010-06
Richard Shih Hau Yang 楊世浩	RO 4, 9 Rep 4, 9	2006-12	2010-01
Thomas Edmund Wyville Naughton	RO 4, 9 Rep 4, 9	2004-04	2009-10
Thomas Lloyd Allen	Rep 4, 9	2004-09	2009-05
Trevor Stephen Easterbrook	Rep 4, 9	2005-06	2009-03
Paul Rodney Parsons	Rep 4, 9	2006-11	2009-03
Thomas Graham Pidgeon	Rep 4, 9	2006-11	2009-03
Jason William Petras	Rep 4, 9	2007-02	2008-03
Samir Victor Tabar	Rep 4, 9	2007-08	2008-02
Ka Hay Yip 葉家曦	RO 4, 9 Rep 4, 9	2004-11	2007-09
William Chi Wai Fong 方志偉	Rep 4, 9	2004-06	2007-04
Philip Andrew Tye	RO 4, 9	2004-04	2007-02
Nelson Yu Ming Tang 湯毓銘	Rep 4, 9	2005-03	2007-01