Rosa Securities Limited
羅沙證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosa Securities Limited (羅沙證券有限公司), CE reference AFP826. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2023-08-17 |
| Type 4 — Advising on securities | present | 2004-11-22 |
| Type 6 — Advising on corporate finance | present | 2004-11-22 |
| Type 7 — Providing automated trading services | present | 2004-11-22 |
| Type 9 — Asset management | present | 2004-11-22 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||