Norman Kong Securities Company Limited

江陸證券有限公司
CE No. AGB342 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Kong Securities Company Limited (江陸證券有限公司), a Hong Kong-based licensed corporation with CE reference AGB342. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2004-07-15.

Category:
Sell side · Brokerage ?
Registered address:
Room 504 Mongkok Commercial Centre, 16 Argyle Street, Mongkok, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 2 - Dealing in futures contracts 2004-07-15 2017-02-03
Type 4 - Advising on securities Pre-2003 2003-05-02
Type 6 - Advising on corporate finance Pre-2003 2003-05-02
Type 9 - Asset management Pre-2003 2003-05-02

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Mo Nga Kong 江務雅 RO 1, 2 Rep 1, 4, 6, 9 Pre-2003 Present
Sinclair Kong 江務醒 RO 1, 2, 4, 6, 9 Pre-2003 Present
Chuk Lun Kong 江卓倫 RO 1, 2, 4, 6, 9 Pre-2003 2016-07
Po Chu Leung 梁寶珠 Rep 1, 4, 6, 9 Pre-2003 2010-11
Emily Wing Yin Kong 江穎妍 Rep 1, 2, 4, 6, 9 Pre-2003 2006-11
Showing 1–5 of 5

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