North Sea Securities Limited
立生證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for North Sea Securities Limited (立生證券有限公司), a Hong Kong-based licensed corporation with CE reference ACI593. Current licensed staff on file: 0 (total recorded over time: 9).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2023-12-14 |
| Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shuk Fun Ho 何淑芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-11 |
| Maria Man Yee Lau 劉曼儀 | RO 1, 4, 6, 9 | Pre-2003 | 2022-07 |
| Kwei Hai Mak 麥桂禧 | RO 1, 4, 6, 9 | Pre-2003 | 2022-07 |
| Wah Nam Chen 陳華南 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-05 |
| Kiu Fung Leung 梁翹峯 | Rep 1 | 2012-11 | 2017-10 |
| Kit Hing Kwan 關潔馨 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-05 |
| Athena Mok 莫菀蘭 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Shui Bun Mak 麥紹彬 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Polly Chor Fun Sun 孫楚芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
Showing 1–9 of 9