Tai Wah Securities Limited
大華證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wah Securities Limited (大華證券有限公司), a Hong Kong-based licensed corporation with CE reference AEF920. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2003-12-09 |
| Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Ka Tsun Ip 葉家俊 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Spencer Kwong Tim Lam 林廣添 | RO 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Siu Hing Choi 蔡少卿 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Mabel Chung Kwai Lo 盧重桂 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Chi Wah Ma 馬志華 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| James Ching Sau Wong 王正修 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Man Hong Li 李文康 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
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