Residents Securities Limited
市民證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Residents Securities Limited (市民證券有限公司), a Hong Kong-based licensed corporation with CE reference ADF765. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2014-03-19 |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-02 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-02 |
| Type 9 - Asset management | Pre-2003 | 2005-02-02 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Tit Hon Chan 陳鐵漢 | RO 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Kin Wai Philip Chan 陳健威 | RO 1 Rep 1 | 2005-05 | 2013-07 |
| Yee Mui Mak 麥綺梅 | Rep 1 | 2005-05 | 2013-07 |
| Freda Yau Yee Sze 史有儀 | RO 1 Rep 1 | 2005-03 | 2013-07 |
| Peggy Pui Kei Ip 葉佩琪 | Rep 1 | 2005-05 | 2005-09 |
| Siu Hung Cheng 鄭小紅 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Yuen Man Liu 廖婉雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
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