Residents Securities Limited
市民證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Residents Securities Limited (市民證券有限公司), a Hong Kong-based licensed corporation with CE reference ADF765. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-03-19 |
| Type 4 — Advising on securities | present | 2005-02-02 |
| Type 6 — Advising on corporate finance | present | 2005-02-02 |
| Type 9 — Asset management | present | 2005-02-02 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Wai Philip Chan 陳健威 | RO 1 Rep 1 | 2005-05 | 2013-07 |
| Stephen Tit Hon Chan 陳鐵漢 | RO 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Freda Yau Yee Sze 史有儀 | RO 1 Rep 1 | 2005-03 | 2013-07 |
| Siu Hung Cheng 鄭小紅 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Peggy Pui Kei Ip 葉佩琪 | Rep 1 | 2005-05 | 2005-09 |
| Yuen Man Liu 廖婉雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Yee Mui Mak 麥綺梅 | Rep 1 | 2005-05 | 2013-07 |
Showing 1–7 of 7