National Australia Bank Limited
澳大利亞國民銀行
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for National Australia Bank Limited (澳大利亞國民銀行), a Hong Kong-based registered institution with CE reference AAO169. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2008-09-03.
- Category:
- Not categorized yet
- Registered address:
- Suite 506 - 509, Level 5 Three Pacific Place, 1 Queen's Road East
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-03-31 |
| Type 4 - Advising on securities | 2014-03-27 | 2024-03-31 |
| Type 4 - Advising on securities | 2008-09-03 | 2011-04-29 |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-05 |
| Type 6 - Advising on corporate finance | 2009-12-29 | 2010-08-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-05 |
| Type 9 - Asset management | Pre-2003 | 2005-01-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||