Orion Investment Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orion Investment Management Limited, CE reference ATM567. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 2.
Registered address
Unit 1101, Kings Commercial Building, 2-4 Chatham court, Tsim Sha Tsui, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-10-14 | present |
| Type 9 — Asset management | 2020-10-14 | present |
| Type 1 — Dealing in securities | 2009-11-06 | 2026-02-23 |
| Type 4 — Advising on securities | 2009-11-06 | 2016-12-14 |
| Type 6 — Advising on corporate finance | 2009-11-06 | 2016-12-14 |
Licensed staff (2)
As of
| Name | Activities | Since |
|---|---|---|
| Wai Kee Ha 夏偉棋 | RO 4, 9 | 2021-09 |
| Wang Tat Lam 林宏達 | RO 4, 9 | 2020-10 |
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