Orion Investment Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orion Investment Management Limited, a Hong Kong-based licensed corporation with CE reference ATM567. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 31). Earliest licence on file: 2009-11-06.
- Category:
-
Buyside · Hedge fund ?
- Registered address:
- Unit 1101, Kings Commercial Building, 2-4 Chatham court, Tsim Sha Tsui, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2020-10-14 | present |
| Type 9 - Asset management | 2020-10-14 | present |
| Type 1 - Dealing in securities | 2009-11-06 | 2026-02-23 |
| Type 4 - Advising on securities | 2009-11-06 | 2016-12-14 |
| Type 6 - Advising on corporate finance | 2009-11-06 | 2016-12-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Kee Ha 夏偉棋 | RO 1, 4, 9 | 2021-09 | Present |
| Wang Tat Lam 林宏達 | RO 1, 4, 9 Rep 1 | 2017-06 | Present |
| Tin Ho Ko 高天豪 | RO 1, 4, 9 | 2020-10 | 2022-12 |
| Kwok Ming Chan 陳國鳴 | RO 1 | 2017-02 | 2021-09 |
| Justin Ming Hon Lai 黎明瀚 | RO 1 | 2017-02 | 2017-07 |
| Rupert John Alexander Fane | RO 1, 4, 6 | 2015-03 | 2015-09 |
| Jeremy Adrian Amias | RO 1, 4, 6 | 2009-11 | 2015-05 |
| Frederick Edward Elkin Mocatta 毛家鑫 | RO 1, 4, 6 | 2014-07 | 2015-02 |
| Chin Yee Yap 叶君瑜 | RO 1, 4, 6 | 2011-08 | 2014-07 |
| Akanksha Sagar | Rep 1, 4 | 2010-04 | 2012-03 |
| Fareesa Habeeb Abbasi | Rep 1 | 2011-12 | 2012-02 |
| Katie Yin Kei Tsang 曾彥琦 | Rep 1 | 2011-04 | 2012-02 |
| David Matthew Minarik | Rep 1 | 2010-03 | 2012-02 |
| Wu-Kuang Yang 楊武光 | Rep 1, 4 | 2010-06 | 2011-09 |
| Fung Man Leung 梁鳳敏 | RO 1, 4 Rep 1, 4 | 2010-04 | 2011-08 |
| Arthur Hung Chi Kwaan 關恒智 | Rep 1, 4 | 2010-06 | 2011-07 |
| Raymond Patrick Wyand | Rep 1, 4 | 2010-07 | 2011-06 |
| Robert Roy Charles Simpson | RO 1 Rep 1 | 2009-11 | 2011-06 |
| Soh Fukushima | Rep 1, 4 | 2010-08 | 2011-06 |
| Peter Andrew Lasky | Rep 1 | 2010-03 | 2011-05 |
| Aman Jeet Singh Panaech | Rep 1, 4, 6 | 2009-11 | 2011-05 |
| Hong Fang 方紅 | Rep 1, 4 | 2009-11 | 2011-03 |
| Jae Ouk Yoo 柳在億 | Rep 1, 4 | 2009-11 | 2011-02 |
| Glen Michael Mc Dermott | RO 1, 4, 6 | 2009-11 | 2011-01 |
| Alex Krystal Yao 姚文詠 | RO 4 Rep 4 | 2010-08 | 2010-12 |
| Vince Wing-Chee Chan 陳穎芝 | Rep 4 | 2009-11 | 2010-09 |
| John James Reginald Lefevre | Rep 1, 4, 6 | 2009-11 | 2010-09 |
| Jung Rong Guo 郭忠榮 | Rep 1, 4 | 2009-11 | 2010-05 |
| Alexander Robin Gvozden | Rep 4 | 2009-11 | 2010-04 |
| Jane Tak-Jun Lam 藍德真 | Rep 1 | 2010-01 | 2010-04 |
| Ryan Taylor Jeon | Rep 1, 4 | 2009-11 | 2010-03 |
Showing 1–31 of 31
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