Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Frederick Chi Nik Wong
CE AHY922 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Mingzhu Cai
CE BON486 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Evelyn Chan
CE BVB076 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Ho Wai (SFC:BVI774) Chan
CE BVI774 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Grant Conway Dorian Arthur Hall
CE AEE202 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Kenichi Hashimoto
CE AFA748 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Wai Yen Wayne Ho
CE BTK044 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Kevin Joseph Horgan
CE BWH315 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Jack Jin Woo Hwang
CE BXE469 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Minja Evelyn Kang
CE AGJ645 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Donghyun Kim
CE BXB032 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Roy Chun Wai Kwan
CE AOT954 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Christopher Chin Lung Ng
CE BXE701 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Chang Sun
CE BKI593 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Yik Ki Yu
CE ARH744 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Chulong Zhang
CE BDW523 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
George Wing Yau Chan
CE AAC044 - active, Capital Focus Asset Management Limited
Hiu Man Wu
CE AGO828 - active, Shun Loong Securities Company Limited
Ka Yiu (SFC:ATD334) Kwok
CE ATD334 - active, Capital Focus Asset Management Limited
Siu Kam Or
CE AJD975 - active, Shun Loong Securities Company Limited
Samson Chi Chung Pang
CE ABB259 - active, Shun Loong Securities Company Limited
Pui Fei Ralph Tam
CE BUC200 - active, EFM Asset Management Limited
Hsiao Yi Chen
CE ATN992 - active, Capital Global Management Limited
Po-Liang Chen
CE BOG416 - active, Capital Global Management Limited
Tzu Han Hu
CE BCN750 - active, Capital Global Management Limited
Kennedy Kin Tak Tsang
CE ALP977 - active, Capital Global Management Limited
Sheng-Bin Wung
CE AQS401 - active, Capital Global Management Limited
Lai Ying Kinnie Yau
CE AYY814 - active, Capital Global Management Limited
Wenqian Cao
CE BPK506 - active, Capital Global Management Limited
Zhi-Ren Chan
CE BUF825 - active, Capital Global Management Limited
Chuan-Hao Chang
CE BER259 - active, Capital Global Management Limited
Nai-Hsin Chang
CE AQL120 - active, Capital Global Management Limited
Tzu-Shing Chen
CE AWU834 - active, Capital Global Management Limited
Yi-Hua Chen
CE BPS478 - active, Capital Global Management Limited
Yu Lung Chen
CE BPT486 - active, Capital Global Management Limited
Yung-Hsiang Cheng
CE AZS300 - active, Capital Global Management Limited
Munmun Chien
CE BGM592 - active, Capital Global Management Limited
Chun-Chi Chu
CE BPK449 - active, Capital Global Management Limited
Ming Chih Chu
CE AVW089 - active, Capital Global Management Limited
Hsu Cheng Fu
CE BKH801 - active, Capital Global Management Limited
Ting Chang Han
CE BRB441 - active, Capital Global Management Limited
Terence Ging Wah Hau
CE BBQ445 - active, Capital Global Management Limited
Meng Chun Ho
CE AXK350 - active, Capital Global Management Limited
Tai-Ling Hsiao
CE AME500 - active, Capital Global Management Limited
Wang-Hsuan Hsieh
CE ALR714 - active, Capital Global Management Limited
Jung-Hsuan Hsu
CE AZT777 - active, Capital Global Management Limited
Mei-Hui Hsu
CE AOL053 - active, Capital Global Management Limited
Cheng-Yung Huang
CE AXT430 - active, Capital Global Management Limited
Chuan-Chu Huang
CE BAE350 - active, Capital Global Management Limited
Yen-Chun Huang
CE BTP349 - active, Capital Global Management Limited
Pei Ling Hung
CE APC388 - active, Capital Global Management Limited
Jyh-Ching Jiang
CE AML173 - active, Capital Global Management Limited
Kang Hung Lam
CE BVC264 - active, Capital Global Management Limited
Cheng Chou Lee
CE BAE492 - active, Capital Global Management Limited
Ching-Yi Lee
CE ALR716 - active, Capital Global Management Limited
Chung-Lung Lee
CE BFO106 - active, Capital Global Management Limited
Rui-Ying Lee
CE AYN271 - active, Capital Global Management Limited
Cheuk Sang Li
CE AQI274 - active, Capital Global Management Limited
Huajun Li
CE BWY570 - active, First Securities (HK) Limited
Chia-Hui Liao
CE ARA879 - active, Capital Global Management Limited
Hsing-I Lin
CE AWU848 - active, Capital Global Management Limited
Hsuan-Yu Lin
CE AYY220 - active, Capital Global Management Limited
Pei-Chun Lin
CE AQI405 - active, Capital Global Management Limited
Chiu-Jung Lo
CE BIM504 - active, Capital Global Management Limited
Senming Luo
CE BWD420 - active, Capital Global Management Limited
Chih-Hua Ma
CE BHV388 - active, Capital Global Management Limited
Pei-Yen Tsai
CE AQI404 - active, Capital Global Management Limited
Chia Hui Tseng
CE AWF342 - active, Capital Global Management Limited
Fen-Tzu Tu
CE ANG324 - active, Capital Global Management Limited
Chih Wei Yao
CE BRB483 - active, Capital Global Management Limited
King Man Wong
CE ADV639 - active, Capital Management Limited
Kin Shun Yu
CE BQZ971 - active, Capital Management Limited
Xiao Niu
CE BFO764 - active, Capstone Capital Management Limited
Yichun Tang
CE BUY614 - active, Capstone Capital Management Limited
Yifu Wang
CE AML205 - active, Capstone Capital Management Limited
Chun (SFC:ATS895) Wong
CE ATS895 - active, Capstone Capital Management Limited
Wong Kit Chan
CE BDF051 - active, Capstone Capital Management Limited
Yan Cui
CE BUT507 - active, Capstone Capital Management Limited
Xinyue Dong
CE BTS047 - active, Capstone Capital Management Limited
Runbo Li
CE BRR375 - active, Capstone Capital Management Limited
Minghao Wang
CE BVK499 - active, Capstone Capital Management Limited
Fan (SFC:BKS625) Zhang
CE BKS625 - active, Capstone Capital Management Limited
Yunhe Zhang
CE BVZ313 - active, Capstone Capital Management Limited
Jean-Marc Bottazzi
CE BAW943 - active, Capula Investment Management Asia Limited
Arthur Hiu Fung Tse
CE BGA993 - active, Capula Investment Management Asia Limited
Chun Hin Chan
CE BCO771 - active, Capula Investment Management Asia Limited
Zi Hoe Alvin Chao
CE BIZ755 - active, Capula Investment Management Asia Limited
Kai On Fu
CE BVO021 - ceased
Qizun Geng
CE BJZ505 - ceased
Ian Tin-Yeung Hon
CE BIC957 - active, Capula Investment Management Asia Limited
Chia-Yi Kung
CE BRB975 - active, Capula Investment Management Asia Limited
Justin Chun Ting Lau
CE BWP335 - active, Capula Investment Management Asia Limited
Jian Ma
CE BWL788 - active, Capula Investment Management Asia Limited
Nicola Nicoletti
CE AOR115 - active, Capula Investment Management Asia Limited
Josiah Chung Fai Tam
CE AIH357 - active, Capula Investment Management Asia Limited
Oliver Terry Townsend
CE BWK705 - active, Capula Investment Management Asia Limited
Cheuk Ho Tsang
CE BNB635 - active, Capula Investment Management Asia Limited
Guangning Yang
CE BOO275 - active, Capula Investment Management Asia Limited
Carson Chun Yu Yiu
CE AZQ706 - active, Capula Investment Management Asia Limited
Zhewen Yuan
CE BWV042 - active, Capula Investment Management Asia Limited
Yisi Zhu
CE BML997 - active, Capula Investment Management Asia Limited
Chi Ho Stanley Chin
CE BIQ723 - active, Carlyon Asset Management Limited
Wai Sum Li
CE AVA618 - active, Carlyon Securities Limited
Weijian An
CE BVX001 - active, Carlyon Securities Limited
Chi Ming Chan
CE BWA623 - active, Carlyon Asset Management Limited
Cheuk Him Li
CE BSU156 - active, Carlyon Securities Limited
Koon Tat Kevin Tse
CE BST876 - active, Carlyon Asset Management Limited
Chun Ho Wong
CE BUP113 - active, Carlyon Securities Limited
Xiaoping Xie
CE BPM129 - active, Carlyon Securities Limited
Adrian Yeung
CE BOG580 - active, Carlyon Securities Limited
Wai Kin Leung
CE ANP306 - active, Carnegie Hill Capital Partners Limited
Rachel Ching Ning
CE AZS063 - active, Carnegie Hill Capital Partners Limited
Yanwen Xin
CE BMV295 - active, Carnegie Hill Capital Partners Limited
Qiaoyi Cui
CE BVL565 - active, Carnegie Hill Capital Partners Limited
Hao (SFC:BVW464) Wang
CE BVW464 - active, Carnegie Hill Capital Partners Limited
Sing Chung Chee
CE ABC352 - active, Carret Private Capital Limited
Kenneth Kent Ho
CE ACO173 - active, Carret Private Capital Limited
Meenakshi Kunal Amarnani
CE BVF699 - active, Carret Private Capital Limited
Chi Fai Chark
CE BIY780 - active, Carret Private Capital Limited
John Kin Fun Chu
CE AEE801 - active, Carret Private Capital Limited
Elvis Long Lok Fong
CE BPI250 - active, Carret Private Capital Limited
Hui-Wen Hsieh
CE ANH738 - active, Carret Private Capital Limited
Wai Ching Hung
CE BMA875 - active, Carret Private Capital Limited
Jae Woo Lee
CE AIH182 - active, Carret Private Capital Limited
Hing Man Leung
CE AUH927 - active, Carret Private Capital Limited
Kwok Cheung Leung
CE BWN141 - active, Carret Private Capital Limited
Angela So Ling Ngai
CE AFE620 - active, Carret Private Capital Limited
Felix Pun
CE BNY629 - active, Carret Private Capital Limited
Ronald Joseph Savino
CE ANY191 - active, Carret Private Capital Limited
Tushar Shekhawat
CE BAI990 - active, Carret Private Capital Limited
Wei-Ting Sheng
CE AJL418 - active, Carret Private Capital Limited
Carley Ka Lei Shum
CE ASE805 - active, Carret Private Capital Limited
Amit Kishan Singh
CE BPX348 - active, Carret Private Capital Limited
Sui Mei Tam
CE BVO042 - active, Carret Private Capital Limited
Chi-Chang Tsai
CE BSX043 - active, Carret Private Capital Limited
An-Jung Tseng
CE APJ665 - active, Carret Private Capital Limited
Shagun Tyagi
CE BUY641 - active, Carret Private Capital Limited
Ming-Fen Wen
CE BFD864 - active, Carret Private Capital Limited
Chiu Hsuan Wu
CE BTI897 - active, Carret Private Capital Limited
Anna Nga Kam Wu
CE AFP897 - active, Carret Private Capital Limited
Congzhe Yin
CE BQH097 - active, Carret Private Capital Limited
Yean Liang Raymond Lau
CE BTU203 - active, Carrington Asset Management Limited
Chi-Wu Chen
CE BGH475 - active, Cathay Securities (Hong Kong) Limited
Kevin Kai Wing Lam
CE ABM100 - active, Cathay Securities (Hong Kong) Limited
Cheng Yu Chang
CE BOP561 - active, Cathay Securities (Hong Kong) Limited
Wing Hong Chong
CE BKN190 - active, Cathay Securities (Hong Kong) Limited
Man Ho (SFC:BUP013) Ho
CE BUP013 - ceased
Hwei Kuok Kung
CE AWI434 - active, Cathay Securities (Hong Kong) Limited
Pak Him Kwan
CE BDU278 - active, Cathay Securities (Hong Kong) Limited
Gengshuo Li
CE BQQ694 - active, Cathay Securities (Hong Kong) Limited
Yuan Hong Li
CE BII903 - active, Cathay Securities (Hong Kong) Limited
Liangfeng Shu
CE BGB337 - active, Cathay Securities (Hong Kong) Limited
Huai Yu Yang
CE BUY859 - active, Cathay Securities (Hong Kong) Limited
Thomas Chau
CE AWB783 - active, Cedarlake Global International Limited
Rong Chen
CE BUI863 - active, Cedarlake Global Capital Limited
Virginia Man Fong Lam
CE ANE738 - active, Cedarlake Global Capital Limited
Weibin Yi
CE BKD231 - ceased
Andrew Chi Kin Chiu
CE AEI648 - active, Cedarlake Global International Limited
Chi Ho (SFC:AOV370) Cheng
CE AOV370 - active, Celestial Securities Limited
Ho Yin Chan
CE ABY390 - active, Celestial Securities Limited
Rowena Wai Han Chan
CE ADB396 - active, Celestial Securities Limited
David Hon Chung Cheung
CE AAC959 - active, Celestial Securities Limited
Man Hin Chiu
CE ADK572 - active, Celestial Securities Limited
Weiwei (SFC:BQL394) Gao
CE BQL394 - active, Celestial Securities Limited
Youfei Hou
CE BRH078 - active, Celestial Securities Limited
Siu Man Ko
CE AAB498 - active, Celestial Securities Limited
Kwei Lin Lam
CE AFE816 - active, Celestial Securities Limited
Yun Sum Lee
CE AQQ037 - active, Celestial Securities Limited
Hing Ping Leung
CE AAC180 - active, Celestial Securities Limited
Ho Ching Li
CE AMJ209 - active, Celestial Securities Limited
Shunping Lin
CE BPD579 - active, Celestial Securities Limited
Tze Yin Lui
CE AEE253 - ceased
Mingyu Qi
CE BNZ982 - active, Celestial Securities Limited
Christina Mo Yin Tam
CE AAV528 - active, Celestial Securities Limited
Francis Ping Kau Wong
CE AAD250 - active, Celestial Commodities Limited
Wai Keung Wong
CE ACW172 - active, Celestial Securities Limited
Wai Shing (SFC:ACO146) Wong
CE ACO146 - active, Celestial Securities Limited
Wing Yan Yeung
CE BXR011 - active, Celestial Securities Limited
Wei Zeng
CE BFR514 - active, Celestial Securities Limited
Pui King Chik
CE ABF096 - active, Celestial Securities Limited
Chi Man Chong
CE AAD700 - active, Celestial Securities Limited
Wing Yin Chow
CE ADZ169 - active, Celestial Securities Limited
Donna Sin Kam Chu
CE ADQ635 - active, Celestial Securities Limited
Anthony Ping Sun Chui
CE AAI584 - active, Celestial Securities Limited
Shiu Chit Hou
CE AQA925 - active, Celestial Securities Limited
Wing Keung Kwan
CE ACA428 - ceased
Yuen Sang Lee
CE AAB174 - active, Celestial Securities Limited
Fung Mei Leung
CE ABM256 - active, Celestial Securities Limited
Chi Yan (SFC:ACB211) Tse
CE ACB211 - active, Celestial Securities Limited
Yip Kai Wong
CE BRT471 - active, Celestial Securities Limited
Eugene Ping Fu Woo
CE AFO477 - active, Celestial Securities Limited
Ching (SFC:ALW845) Yeung
CE ALW845 - active, Celestial Securities Limited
Kwok Kuen (SFC:AQA459) Ho
CE AQA459 - active, Centaline Securities Limited
Chun Ho (SFC:AKI963) Lee
CE AKI963 - active, Centaline Securities Limited
Jun Cai
CE BXA775 - active, Centaline Wealth Management Limited
Isabella Pui Ling Chan
CE AHU956 - ceased
Yuk Pan Chan
CE BOD136 - active, Centaline Wealth Management Limited
Chih Ke Chao
CE AMQ375 - active, Centaline Securities Limited
Chau Moon Chau
CE ANO030 - active, Centaline Securities Limited
Kyric King Chun Chau
CE AVM126 - active, Centaline Wealth Management Limited
Chi Lung Cheung
CE BGL920 - active, Centaline Securities Limited
Ho Ying Cheung
CE BRS928 - active, Centaline Securities Limited
Wai Yu Cho
CE ASP821 - active, Centaline Securities Limited
Nicholas Chun Keung Choi
CE BBT319 - active, Centaline Securities Limited
Janice Chi Ling Chu
CE ALI083 - active, Centaline Wealth Management Limited
Syo Kat Chua
CE BJR584 - active, Centaline Securities Limited
Ka Kit Chui
CE ARW180 - active, Centaline Wealth Management Limited
Chi Man Fan
CE BGP304 - active, Centaline Securities Limited
Wai Hung Fan
CE BBQ741 - active, Centaline Securities Limited
Sunny Yuk Fong
CE ADK348 - active, Centaline Wealth Management Limited
Yee Tik Ho
CE BSC734 - active, Centaline Securities Limited
Kam Sang Hong
CE BVF641 - active, Centaline Wealth Management Limited
Lung Chuen Hung
CE AVO458 - active, Centaline Wealth Management Limited
Yun Ping Ip
CE AFP576 - active, Centaline Securities Limited
Chi Kin Kan
CE AYX364 - active, Centaline Securities Limited
Shuk Kam Kwok
CE ATO879 - active, Centaline Securities Limited
Kin Yeung Kwong
CE AYX913 - active, Centaline Wealth Management Limited
On Ying Lam
CE BNJ388 - active, Centaline Securities Limited
Ka Wai (SFC:AKO768) Lau
CE AKO768 - active, Centaline Securities Limited
Kai Meng Lau
CE AWL846 - active, Centaline Securities Limited
Wai Keung Lau
CE BRN964 - active, Centaline Securities Limited
Gee Yau Lee
CE AZH199 - active, Centaline Securities Limited
Hon Ying Leung
CE AVR731 - active, Centaline Securities Limited
Wing Ting Li
CE ALZ518 - active, Centaline Securities Limited
Wanyi Lin
CE BSP645 - active, Centaline Securities Limited
Siu Kei Lo
CE BGE903 - active, Centaline Securities Limited
Suk Yu Lo
CE APJ829 - active, Centaline Securities Limited
Tsz Kit Lo
CE BSV037 - ceased
Charles Chi Hang Ming
CE ARJ980 - active, Centaline Securities Limited
Kit Ng
CE AIS740 - active, Centaline Securities Limited
Rosa Sau Fun Ng
CE ARQ738 - active, Centaline Securities Limited
Sin Yi Ng
CE BOE946 - active, Centaline Wealth Management Limited
Wai Chun Ng
CE ACN211 - active, Centaline Securities Limited
Wai Ying Pang
CE AKX102 - active, Centaline Securities Limited
Qin Peng
CE BTE639 - active, Centaline Securities Limited
Kuai In Poon
CE AJB070 - active, Centaline Securities Limited
Wing Kan Tam
CE BMR051 - active, Centaline Wealth Management Limited
Hei Lam Tang
CE BPI404 - active, Centaline Securities Limited
Dora Lai Ling Tang
CE AQQ256 - active, Centaline Securities Limited
Siu Hung Tsang
CE APV592 - active, Centaline Securities Limited
Tsz Kam Tsang
CE ADL132 - active, Centaline Securities Limited
Chun Hin Tsoi
CE BPP105 - active, Centaline Wealth Management Limited
Tao (SFC:BVK877) Wang
CE BVK877 - active, Centaline Securities Limited
Hung Wai Wong
CE ALU971 - active, Centaline Securities Limited
Edmond Man Cheong Yeung
CE AVM451 - active, Centaline Securities Limited
Tsz Kit Yeung
CE AOD475 - active, Centaline Securities Limited
Wing Ho Yip
CE AZA010 - active, Centaline Securities Limited
Wilfred Wai Ho Yiu
CE AVS666 - active, Centaline Securities Limited
Bing Ling Bileen Yu
CE BAQ413 - active, Centaline Securities Limited
Aidi Zhang
CE ANK409 - active, Centaline Securities Limited