Wei-Ting Sheng
盛薇庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Ting Sheng (盛薇庭), CE reference AJL418. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2023-11-06 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2023-11-06 | present |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2023-11-06 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-22 | 2023-09-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-09-22 | 2023-09-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-09-22 | 2023-09-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-20 | 2020-07-16 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-04 | 2017-12-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2010-01-04 | 2012-11-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-19 | 2005-10-05 |