Carley Ka Lei Shum
岑嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carley Ka Lei Shum (岑嘉莉), CE reference ASE805. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2019-12-02 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2019-12-02 | present |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2019-12-02 | present |