Carley Ka Lei Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carley Ka Lei Shum (岑嘉莉), a licensed Representative with CE reference ASE805. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2019-12-02 | present |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2019-12-02 | present |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2019-12-02 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carley Ka Lei Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.