Liangfeng Shu
舒良峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liangfeng Shu (舒良峰), CE reference BGB337. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-18 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-18 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-06 | 2020-04-30 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-19 | 2019-04-09 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-19 | 2019-04-09 |
| Apastron Capital Limited |
Rep | Type 1 — Dealing in securities | 2017-10-06 | 2019-01-31 |
| Apastron Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2017-10-06 | 2019-01-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2017-09-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-23 | 2017-09-20 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-02 | 2016-08-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-25 | 2016-08-05 |