Anna Nga Kam Wu
胡雅琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Nga Kam Wu (胡雅琴), CE reference AFP897. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2023-12-28 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2023-06-20 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2023-06-20 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2017-09-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-03-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |