Yisi Zhu
朱裔嗣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yisi Zhu (朱裔嗣), CE reference BML997. Currently licensed at 1 firm(s): Capula Investment Management Asia Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2024-03-04 | present |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2024-02-05 | present |
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 — Asset management | 2023-08-14 | 2024-01-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2023-07-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-02 | 2023-07-08 |
| Alphadyne Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-04-24 | 2022-05-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-03 | 2020-03-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-09-03 | 2020-03-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-03-08 | 2020-03-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-03-08 | 2020-03-20 |