George Wing Yau Chan
陳永祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Wing Yau Chan (陳永祐), CE reference AAC044. Currently licensed at 3 firm(s): Capital Focus Asset Management Limited, Shun Loong Securities Company Limited, China Financial International Investments & Managements Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-24 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 — Asset management | 2010-09-08 | present |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-24 | present |
| Panurgy Limited |
RO | Type 9 — Asset management | 2007-11-23 | 2008-02-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-22 | 2007-08-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-22 | 2007-08-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-13 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-01-13 |