Ming-Fen Wen
温明芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Fen Wen (温明芬), a licensed Representative with CE reference BFD864. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2021-05-11 | present |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2021-05-11 | present |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2021-05-11 | present |