Ka Yiu Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu Kwok (郭家耀), a licensed Responsible Officer with CE reference ATD334. Currently licensed at 2 firm(s): Capital Focus Asset Management Limited, Shun Loong Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-06 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-15 | present |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
Rep | Type 9 - Asset management | 2016-11-24 | 2017-08-09 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-26 | 2017-08-09 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-30 | 2015-02-26 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2014-10-30 |
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-16 | 2011-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yiu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.