Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Yuetong Song
CE BVF691 - active, CMB International Securities Limited
Rong Sun
CE BOP962 - active, CMB International Securities Limited
Xuli Sun
CE BXG776 - active, CMB International Securities Limited
Ho Chun Tang
CE BSW774 - active, CMB International Securities Limited
Tsung Ying Tsai
CE BRY429 - active, CMB International Securities Limited
Chuhao Wang
CE BTR441 - active, CMB International Securities Limited
Jingyi Wang
CE BXG876 - active, CMB International Securities Limited
Qi (SFC:BVS696) Wang
CE BVS696 - active, CMB International Securities Limited
Xiaotian Wang
CE BUS873 - active, CMB International Securities Limited
Zhikai Wang
CE BMY833 - active, CMB International Securities Limited
Zonghao Wang
CE BPL905 - active, CMB International Securities Limited
Alan Wong
CE BHA199 - active, CMB International Securities Limited
Sin Yan Ishtar Wong
CE BJN165 - ceased
Sze King Kent Wong
CE BTR630 - active, CMB International Securities Limited
Sze Sze Wong
CE BSY017 - ceased
Wai Nam Wong
CE BVY725 - active, CMB International Securities Limited
Yuet Ha Wong
CE BVW757 - active, CMB International Securities Limited
Shao Zhen Wu
CE BWI373 - active, CMB International Securities Limited
Ninglan Xi
CE BVU974 - active, CMB International Securities Limited
Yuwei Xiao
CE BPJ152 - active, CMB International Securities Limited
Shufen Yang
CE AQC277 - active, CMB International Securities Limited
Tong Ye
CE BVY848 - active, CMB International Securities Limited
Hiu Fei Yim
CE BHV669 - active, CMB International Securities Limited
Shu Wing Yip
CE BUF691 - ceased
Xiaodi Yuan
CE BOR657 - active, CMB International Securities Limited
Bin Zeng
CE BWL994 - active, CMB International Securities Limited
Bohua Zhang
CE BWS766 - active, CMB International Securities Limited
Huaying Zhang
CE BUK685 - active, CMB International Securities Limited
Jiahui Zhang
CE BVQ048 - active, CMB International Securities Limited
Lei (SFC:BOF318) Zhang
CE BOF318 - active, CMB International Securities Limited
Xilong Zhang
CE BPT630 - active, CMB International Securities Limited
Yiang Zhang
CE BIJ330 - active, CMB International Securities Limited
Yue (SFC:BMG550) Zhang
CE BMG550 - active, CMB International Securities Limited
Zhixiao Zhang
CE BRH902 - active, CMB International Securities Limited
Yi (SFC:BON542) Zhou
CE BON542 - active, CMB International Securities Limited
Zheng Zong
CE BVQ422 - active, CMB International Securities Limited
Wu Han Lee
CE BJJ201 - active, CMB Wing Lung Asset Management Limited
Shuojia Liu
CE BOK087 - active, CMB Wing Lung Asset Management Limited
Hetai Sheng
CE BRF142 - active, CMB Wing Lung Asset Management Limited
Keyue Guo
CE BXN661 - active, CMB Wing Lung Asset Management Limited
Qiaolin Li
CE BXL172 - ceased
Uen Hung Amy Li
CE BRP436 - active, CMB Wing Lung Asset Management Limited
Chang (SFC:BUL870) Liu
CE BUL870 - active, CMB Wing Lung Asset Management Limited
Yun Qiu
CE BMI518 - active, CMB Wing Lung Asset Management Limited
Jianfu Sun
CE BTV487 - active, CMB Wing Lung Asset Management Limited
Shuo Wu
CE BEL223 - active, CMB Wing Lung Asset Management Limited
Cho Keung Yeung
CE BWJ799 - active, CMB Wing Lung Asset Management Limited
Baodong Zeng
CE BPK570 - active, CMB Wing Lung Asset Management Limited
Borui Zhang
CE BSP634 - active, CMB Wing Lung Asset Management Limited
Shuai Zhang
CE BWJ798 - active, CMB Wing Lung Asset Management Limited
Anthony Wai Ching Cheung
CE AEC908 - active, CMBC Securities Company Limited
Kei Chi Kwok
CE AFJ617 - active, CMBC Securities Company Limited
Ming (SFC:BMX292) Li
CE BMX292 - active, CMBC Asset Management Company Limited
Xinrong Xiang
CE AJJ462 - active, CMBC Securities Company Limited
Huide Zheng
CE BRS896 - active, CMBC Asset Management Company Limited
Deyang Zhou
CE BJX389 - active, CMBC Securities Company Limited
Juan Zhou
CE BPX616 - active, CMBC Asset Management Company Limited
Tsz Leung Chau
CE AOA598 - active, CMBC International Futures Company Limited
Zhiliang Ding
CE BXH833 - active, CMBC Securities Company Limited
Yanmei Gong
CE BPG280 - active, CMBC Asset Management Company Limited
Zijie Tang
CE BRF546 - active, CMBC Asset Management Company Limited
Tianfei Zhang
CE BEV696 - active, CMBC Asset Management Company Limited
Kenny Yui Kwong Ho
CE AAA321 - ceased
Chanjuan Huang
CE AXY858 - active, CMBC Securities Company Limited
Chi Keung Hui
CE ACJ725 - active, CMBC Securities Company Limited
Ocean Hoi Yeung Kwong
CE AJH029 - active, CMBC Securities Company Limited
Bassanio Chun Keung Lo
CE ADA457 - active, CMBC Securities Company Limited
Chung Mun Wong
CE AAA153 - ceased
Tak Lam Yeung
CE ANN274 - active, CMBC Securities Company Limited
Curtis Lok Lun Cheung
CE BQW875 - active, CMBC Securities Company Limited
Henry Hing Luen Ip
CE AXN295 - active, CMBC Securities Company Limited
Tsz Ching Lau
CE BNP581 - active, CMBC Securities Company Limited
Chun Lee
CE AAK357 - active, CMBC Securities Company Limited
Clive Cheuk Yin Li
CE BAJ284 - active, CMBC International Futures Company Limited
Ho Ting (SFC:BLK723) Lui
CE BLK723 - active, CMBC Securities Company Limited
Chao (SFC:BVN440) Wang
CE BVN440 - active, CMBC International Futures Company Limited
Bonnie Williamson
CE ADP912 - ceased
Ka Chi Yau
CE AMA951 - active, CMBC International Futures Company Limited
Chun Ki Yeung
CE AEP502 - active, CMBC Securities Company Limited
Song Zhuang
CE ATJ432 - active, CMBC Securities Company Limited
Jianyang Li
CE AWS028 - ceased
Yanming (SFC:BPY788) Liu
CE BPY788 - active, CMBC Securities Company Limited
Hao Luo
CE BGK468 - active, CMBC Securities Company Limited
Eric Yeung Shek
CE BIY663 - active, CMBC Securities Company Limited
Xiwen Ying
CE BUA776 - active, CMBC Securities Company Limited
Yuxin Bu
CE BUT766 - active, CMBC Securities Company Limited
Kwun Hang Chan
CE BBD155 - active, CMBC Securities Company Limited
Shen Chen
CE BQM328 - active, CMBC Securities Company Limited
Yiru Chen
CE BNG165 - active, CMBC Securities Company Limited
Binqi Cheng
CE BTX840 - active, CMBC Securities Company Limited
Ching Man Cheung
CE BOT894 - active, CMBC Securities Company Limited
Wing Sze Ching
CE AXG550 - active, CMBC Securities Company Limited
Xuan Deng
CE BXP579 - active, CMBC Securities Company Limited
Lulu Gong
CE BJS898 - active, CMBC Securities Company Limited
Xiang Gu
CE BTO648 - active, CMBC Securities Company Limited
Fang Han
CE BNJ538 - active, CMBC Securities Company Limited
Sida Han
CE BVT897 - active, CMBC Securities Company Limited
Chuan He
CE BUH346 - active, CMBC Securities Company Limited
Hongzhang Hu
CE BNU513 - active, CMBC Securities Company Limited
Xinlin Hu
CE BQC141 - active, CMBC Securities Company Limited
Kaiyuan Jia
CE BNC057 - active, CMBC Securities Company Limited
Xin (SFC:BTI098) Li
CE BTI098 - active, CMBC Securities Company Limited
Mingrui Liu
CE BTF146 - active, CMBC Securities Company Limited
Rongxia Liu
CE BME724 - active, CMBC Securities Company Limited
Zhongyuan Liu
CE BUV495 - active, CMBC Securities Company Limited
Yuwei Mao
CE BVM762 - ceased
Zhiwu Mao
CE BWA685 - active, CMBC Securities Company Limited
Yuanxue Shi
CE BTX839 - active, CMBC Securities Company Limited
Guangchen Sun
CE BVO030 - active, CMBC Securities Company Limited
Hanshen Wang
CE BUR309 - active, CMBC Securities Company Limited
Jingwen Wang
CE BTX835 - active, CMBC Securities Company Limited
Bin Wen
CE BUB082 - active, CMBC Securities Company Limited
Yujian Wu
CE BUA723 - active, CMBC Securities Company Limited
Chimin Xiao
CE BOS311 - active, CMBC Securities Company Limited
Xinwei Yang
CE BTX726 - active, CMBC Securities Company Limited
Miao Yu
CE BWK524 - active, CMBC Securities Company Limited
Junwei Zhang
CE BQG823 - active, CMBC Securities Company Limited
Liyun Zhang
CE BUD142 - active, CMBC Securities Company Limited
Jun (SFC:BCO982) Zhao
CE BCO982 - active, CMBC Securities Company Limited
Zefen Zhao
CE BOS728 - active, CMBC Securities Company Limited
Honghai Zhu
CE BQO264 - active, CMBC Securities Company Limited
Gong Chen
CE BOB236 - active, CMS Asset Management (HK) Co., Limited
Man Ling Cheung
CE ANM983 - active, CMS Asset Management (HK) Co., Limited
Pui Sze Ho
CE AMI291 - ceased
On Ni Chan
CE BSJ082 - active, CMS Asset Management (HK) Co., Limited
Ping Chen
CE BXG906 - active, CMS Asset Management (HK) Co., Limited
Yu (SFC:BEM653) Chen
CE BEM653 - active, CMS Asset Management (HK) Co., Limited
Yueyang Cheng
CE BRE388 - active, CMS Asset Management (HK) Co., Limited
Tianyi Cui
CE BRK207 - active, CMS Asset Management (HK) Co., Limited
Jing Fan
CE BQI395 - active, CMS Asset Management (HK) Co., Limited
Chen Gao
CE BWN657 - active, CMS Asset Management (HK) Co., Limited
King Yin Lam
CE BRG822 - active, CMS Asset Management (HK) Co., Limited
Yanbo Lang
CE BWV324 - active, CMS Asset Management (HK) Co., Limited
Mengmeng Li
CE BTQ482 - active, CMS Asset Management (HK) Co., Limited
Lidong Lin
CE BTM897 - active, CMS Asset Management (HK) Co., Limited
Yunzhe Song
CE BOC357 - active, CMS Asset Management (HK) Co., Limited
Vickie Tang
CE BXL035 - active, CMS Asset Management (HK) Co., Limited
Gonglu Lu
CE BQO308 - active, CMS Capital (HK) Co., Limited
Xiangjie Zhang
CE BGE918 - active, CMS Capital (HK) Co., Limited
Pui Jones Wong
CE BSS034 - active, CMS Capital (HK) Co., Limited
Xi (SFC:BQX866) Zhang
CE BQX866 - active, CMS Capital (HK) Co., Limited
Shaoyan Liu
CE BVM547 - active, CMSC Partners Limited
Siu Cho Ng
CE AON640 - active, CMSC Partners Limited
Qian (SFC:BUV937) Sun
CE BUV937 - active, CMSC Partners Limited
George Yee Lee Chan
CE ALG050 - active, CN Capital Management Limited
Stephen Wing Leung Ng
CE AFQ411 - active, CN Capital Management Limited
Kunyao Huang
CE BPM021 - active, CN First International Futures Limited
Binqing Li
CE BFT568 - active, CN First International Futures Limited
Thomas Eng Chee Tey
CE ABN323 - active, CN First International Futures Limited
Fanyue Zhao
CE BOU464 - ceased
Hiu Lin Fong
CE BQW025 - active, CN First International Futures Limited
Aiwen Guo
CE BWB967 - active, CN First International Futures Limited
Boxiang Hu
CE BXC523 - active, CN First International Futures Limited
Ho Long Law
CE BVM603 - active, CN First International Futures Limited
Hung Kin Leung
CE BFZ496 - active, CN First International Futures Limited
Na (SFC:BQW907) Li
CE BQW907 - active, CN First International Futures Limited
Xiuping Liu
CE BRP099 - active, CN First International Futures Limited
Jianfeng Qiu
CE BUQ576 - active, CN First International Futures Limited
Ruixue Zhang
CE BVQ501 - active, CN First International Futures Limited
Ho Pok Chan
CE AOV557 - active, CNCB (Hong Kong) Capital Limited
Eric Shun Kuen Chan
CE ACV410 - active, CNCB (Hong Kong) Capital Limited
Yaochao Chen
CE BOA062 - active, CNCB (Hong Kong) Capital Limited
Jia Hsung Chung
CE BLJ657 - active, CNCB (Hong Kong) Capital Limited
Yang Guo
CE AMA891 - active, CNCB (Hong Kong) Capital Limited
Boyang Liu
CE BRE190 - active, CNCB (Hong Kong) Capital Limited
Ho Chuen Yick
CE ASD199 - active, CNCB (Hong Kong) Capital Limited
Xiaofei Yun
CE BWO024 - active, CNCB (Hong Kong) Capital Limited
Dijiang Zhang
CE ATS379 - active, CNCB (Hong Kong) Capital Limited
Dingfang Zhang
CE AYS118 - active, CNCB (Hong Kong) Capital Limited
Kexin Zhang
CE BOT103 - active, CNCB (Hong Kong) Capital Limited
Yiming Zhou
CE BNG180 - active, CNCB (Hong Kong) Capital Limited
Pengfei An
CE BRL007 - active, CNCB (Hong Kong) Capital Limited
Long Fung Chung
CE BXB656 - active, CNCB (Hong Kong) Capital Limited
Yichun Ding
CE BXH090 - active, CNCB (Hong Kong) Capital Limited
Shu Dong
CE BEY904 - active, CNCB (Hong Kong) Capital Limited
Sheng Fang
CE BRX410 - active, CNCB (Hong Kong) Capital Limited
Zhejing Fang
CE BRQ104 - active, CNCB (Hong Kong) Capital Limited
Lei Feng
CE BRN897 - active, CNCB (Hong Kong) Capital Limited
Ya Jun Gao
CE BRX086 - active, CNCB (Hong Kong) Capital Limited
Jingjing Ge
CE BFN385 - active, CNCB (Hong Kong) Capital Limited
Geng (SFC:BEQ928) Geng
CE BEQ928 - active, CNCB (Hong Kong) Capital Limited
Siyun Gong
CE BUN821 - active, CNCB (Hong Kong) Capital Limited
Chen Gu
CE BOA516 - active, CNCB (Hong Kong) Capital Limited
Xinguang Hao
CE BSB851 - active, CNCB (Hong Kong) Capital Limited
Weixuan Jia
CE BRQ023 - active, CNCB (Hong Kong) Capital Limited
Wenjia Jiang
CE BOS356 - active, CNCB (Hong Kong) Capital Limited
Ikai Jiang Y
CE BUV655 - active, CNCB (Hong Kong) Capital Limited
Zihao Jin
CE BWY710 - active, CNCB (Hong Kong) Capital Limited
Suet Yee Lee
CE BMM428 - active, CNCB (Hong Kong) Capital Limited
Jiageng Li
CE BFX311 - active, CNCB (Hong Kong) Capital Limited
Jing (SFC:BTG203) Li
CE BTG203 - active, CNCB (Hong Kong) Capital Limited
Yangyang Li
CE BVQ511 - ceased
Zhaoyang Li
CE BRK978 - active, CNCB (Hong Kong) Capital Limited
Karen Kai Ning Lim
CE BOJ405 - active, CNCB (Hong Kong) Capital Limited
Xiaolin Lin
CE BWN139 - active, CNCB (Hong Kong) Capital Limited
Yanyang Lu
CE BRK982 - active, CNCB (Hong Kong) Capital Limited
Helun Ma
CE BAV678 - active, CNCB (Hong Kong) Capital Limited
Yuan Sheng
CE BOU402 - active, CNCB (Hong Kong) Capital Limited
Xinyu Shi
CE BQF455 - active, CNCB (Hong Kong) Capital Limited
Ye Shi
CE BCN600 - active, CNCB (Hong Kong) Capital Limited
Mengjie Song
CE AVM348 - ceased
Yanyan Song
CE BQA735 - active, CNCB (Hong Kong) Capital Limited
Hui Su
CE BID890 - active, CNCB (Hong Kong) Capital Limited
Yaoming Tan
CE BSQ961 - active, CNCB (Hong Kong) Capital Limited
Yui Tak Tso
CE BOB511 - active, CNCB (Hong Kong) Capital Limited
Yiqun Wang
CE BFC565 - active, CNCB (Hong Kong) Capital Limited
Xiaoyu Wu
CE BDL577 - active, CNCB (Hong Kong) Capital Limited
Aoru Xie
CE BWU898 - active, CNCB (Hong Kong) Capital Limited
Yiwei Yang
CE BPO889 - active, CNCB (Hong Kong) Capital Limited
Zhe Yin
CE BRM641 - active, CNCB (Hong Kong) Capital Limited
Jiaxue Yu
CE BMY656 - active, CNCB (Hong Kong) Capital Limited
Danyun Zhang
CE BSI918 - active, CNCB (Hong Kong) Capital Limited
Lin (SFC:BKI929) Zhou
CE BKI929 - active, CNCB (Hong Kong) Capital Limited
Yijun Zhou
CE BTE069 - active, CNCB (Hong Kong) Capital Limited
Guangzheng Zhu
CE BRJ333 - active, CNCB (Hong Kong) Capital Limited
Quan Bao
CE APX218 - active, CNI Global Assets Management Limited
Bernard Shui Sang Yu
CE AEO855 - active, CNI Securities Group Limited
Samiel Chung Yin Chau
CE AAV692 - active, CNI Global Assets Management Limited
Robin Jonathan Gibbs Fox
CE AAJ578 - active, CNI Global Assets Management Limited
Siu Kong Koo
CE BJY470 - active, CNI Securities Group Limited
Ping Yee Tam
CE AFC647 - active, CNI Securities Group Limited
Lai Wan Winnie Kong
CE AAM240 - active, CNI Global Capital Limited
Marvin Wai Yuen Pang
CE AAI320 - active, CNI Securities Group Limited
Chen (SFC:BUG463) Chen
CE BUG463 - active, CNI Securities Group Limited
Yudong Huang
CE BPE725 - active, CNI Securities Group Limited
Yik Hui
CE AFT734 - active, CNI Securities Group Limited
Sin Man Lee
CE APV763 - ceased
Lee Sa Or
CE ANC084 - active, CNI Securities Group Limited
Mark Leland Youngblood
CE ABT234 - active, CNI Securities Group Limited
Xiangli Lin
CE BJP018 - active, COFCO Asset Management (International) Company Limited
Bozhi Zhao
CE BGV244 - active, COFCO Asset Management (International) Company Limited
Tongxi Lu
CE BWL038 - active, COFCO Asset Management (International) Company Limited
Liang Song
CE BTK721 - active, COFCO Asset Management (International) Company Limited
Chung Cheong Lai
CE ADZ903 - active, CORNERSTONE ASSET MANAGEMENT LIMITED
Sze Ip Wong
CE AQU491 - active, Cornerstone Securities Limited
James Henry Carre Ingrouille
CE ALS355 - active, CPPIB Asia Inc.
Sajjad Ahmed Qasmi
CE BOR270 - active, CPPIB Asia Inc.
Jia Xie
CE BRO097 - active, CPPIB Asia Inc.
Yining Ji
CE BSS059 - active, CPPIB Asia Inc.
Yunwei Li
CE BPO588 - active, CPPIB Asia Inc.
Beini Wang
CE BTU046 - active, CPPIB Asia Inc.
Biqian Yang
CE BRN845 - active, CPPIB Asia Inc.
Joseph Yu Zeng
CE BAE135 - active, CPPIB Asia Inc.
Maggie Mei Qi Zhang
CE BXH671 - active, CPPIB Asia Inc.
Yang (SFC:BDM026) Zhang
CE BDM026 - active, CPPIB Asia Inc.
Shing Yan Chan
CE AGE665 - active, CPPIB Credit Investments Asia Limited
Winnie Chi Ying Cheung
CE ANS042 - active, CPPIB Credit Investments Asia Limited
Ling Yin Vincent Hui
CE BOI707 - active, CPPIB Credit Investments Asia Limited
Rachna Biyani
CE BOI134 - active, CPPIB Credit Investments Asia Limited
Andi Jia
CE BSW876 - active, CPPIB Credit Investments Asia Limited