Congzhe Yin
尹聰哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Congzhe Yin (尹聰哲), CE reference BQH097. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2024-07-25 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2024-07-25 | present |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2024-07-25 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-10-30 | 2021-04-30 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-10-30 | 2021-04-30 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-10-30 | 2021-04-30 |