Congzhe Yin
尹聰哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Congzhe Yin (尹聰哲), a licensed former licensee with CE reference BQH097. This person has 2.7 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2024-07-25 | 2026-09-23 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2024-07-25 | 2026-09-23 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2024-07-25 | 2026-09-23 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-10-30 | 2021-04-30 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-10-30 | 2021-04-30 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-10-30 | 2021-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Congzhe Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.