Hsiao Yi Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao Yi Chen (陳孝儀), a licensed Responsible Officer with CE reference ATN992. Currently licensed at 1 firm(s): Capital Global Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2021-06-07 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-01 | 2021-06-07 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-23 | 2011-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao Yi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.