Chia-Hui Liao
廖家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Hui Liao (廖家慧), CE reference ARA879. Currently licensed at 1 firm(s): Capital Global Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-15 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-27 | 2013-10-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-02 | 2013-10-13 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2009-02-01 |