Yean Liang Raymond Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yean Liang Raymond Lau, a licensed Responsible Officer with CE reference BTU203. Currently licensed at 1 firm(s): Carrington Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carrington Asset Management Limited | RO | Type 4 - Advising on securities | 2024-05-30 | present |
| Carrington Asset Management Limited | RO | Type 9 - Asset management | 2024-05-30 | present |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yean Liang Raymond Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sin Ki Cindy Tsang | Carrington Asset Management Limited | 2025–2026 |