Sing Chung Chee
支聲鐘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Chung Chee (支聲鐘), CE reference ABC352. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | Type 9 — Asset management | 2019-07-05 | present |
| Carret Private Capital Limited | RO | Type 1 — Dealing in securities | 2019-02-12 | present |
| Carret Private Capital Limited | RO | Type 4 — Advising on securities | 2019-02-12 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2018-04-10 | 2019-02-12 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2018-04-10 | 2019-02-12 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2018-04-10 | 2019-07-05 |
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2017-07-18 | 2018-03-23 |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2018-03-23 |
| QL Asset Management Company Limited |
Rep | Type 9 — Asset management | 2017-07-18 | 2018-03-23 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-11-05 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-10-12 | 2011-06-13 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-23 | 2009-10-03 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-05-23 | 2009-10-03 |